self-review-of-gst-controls-checklists - GST controls self-review checklist

Q: What structure does the GST controls self-review checklist follow?

It is organized into control domains such as Control Environment, Control Activities, System Controls, Change Management, Information and Communication, and Monitoring and Review, each mapped to specific control identifiers.

Q: How are control results represented in the checklist?

Controls are listed by identifiers (e.g., E1.x–E9.x, S1.x–S2.x) and evaluated with statuses that indicate whether controls are sufficient, selected, not selected, or flagged as insufficient.

Q: Which fields are included for identifying the business being reviewed?

The checklist contains business identification elements such as Name of business and Tax reference number to associate review outcomes with the relevant entity.

Aug 31, 2026

Upload by Bill Black

GST controls self-review checklist organized by control areas, mapping specific control identifiers (e.g., E1.x–E9.x and S1.x–S2.x) to evaluation outcomes. The content highlights which controls are marked as insufficient and which control sets are selected or not selected. It also includes business identification fields such as name of business and tax reference number, enabling linkage between review results and the responsible entity.

LanguageEnglish

CategoryForms

FormatXLSX

Pages1

AccessFree to download

Control Environment

Control Activities

System Controls

Change Management

Information and Communication

Monitoring and Review

Control Sets

Selected vs Not Selected

Insufficient Control Features

0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 2 15 16 17 18 3 19 20 21 22 17 23 4 24 25 26 27 17 28 29 30 31 32 33 34 35 36 37 38 39 40 41 34 42 36 35 43 44 45 46 17 47 48 49 50 51 52 53 54 55 56 17 57 8 58 59 60 61 62 63 36 64 43 65 66 67 68 69 70 71 72 17 73 9 74 75 76 77 62 78 36 79 17 80 10 81 82 62 83 36 84 43 85 38 17 86 87 88 89 90 91 17 92 93 94 95 96 97 98 99 100 101 100 102 100 103 104 105 106 107 17 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 0.6 130 131 132 133 134 24 0 0 0 0 4 0 0 135 1 136 0 << Insufficient control features 137 3 0 0 0 N 0 E1.1, E1.2, E1.3, 138 139 1.1 140 141 false 0 E1.1, 1.2 142 143 false 0 E1.2, 138 1.3 144 145 false 0 E1.3, 138 1.4 146 147 2 148 0 << Insufficient control features 137 6 0 0 0 N 0 E2.1, E2.2, E2.3, E2.4, E2.5, E2.6, 149 2.1 150 151 false 0 E2.1, 152 2.2 153 154 false 0 E2.2, 2.3 155 156 false 0 E2.3, 2.4 157 158 false 0 E2.4, 2.5 159 160 false 0 E2.5, 2.6 161 162 false 0 E2.6, 2.7 146 147 3 163 0 << Insufficient control features 137 10 0 0 0 N 0 E3.1, E3.2, E3.3a, E3.3b, E3.3c, E3.3d, E3.3e, E3.4, E3.5, E3.6, 3.1 164 165 false 0 E3.1, 3.2 166 167 false 0 E3.2, 168 169 170 171 172 169 173 3.3 174 62 175 176 false 0 E3.3a, 36 177 178 false 0 E3.3b, 43 179 180 false 0 E3.3c, 66 181 182 false 0 E3.3d, 183 184 185 false 0 E3.3e, 186 187 188 147 3.4 189 190 false 0 E3.4, 191 192 193 194 195 3.5 196 197 false 0 false E3.5, 3.6 198 199 false 0 E3.6, 3.7 146 147 4 200 0 << Insufficient control features 137 5 0 0 0 N 0 E4.1, E4.2, E4.3, E4.4, E4.5, 4.1 201 202 false 0 E4.1, 138 4.2 203 204 false 0 E4.2, 138 4.3 205 206 false 0 E4.3, 138 4.4 207 208 false 0 E4.4, 138 4.5 209 210 false 0 E4.5, 138 4.6 146 147 211 134 11 0 0 0 0 1 0 0 212 5 213 0 << Insufficient control features 137 11 0 0 0 N 0 E5.1, E5.2, E5.3, E5.4, E5.5, E5.6, E5.7, E5.8, E5.9, E5.10, E5.11, 5.1 214 215 false 0 E5.1, 62 216 36 217 43 218 219 220 221 222 false 0 E5.2, 138 223 224 225 false 0 E5.3, 226 227 228 229 false 0 E5.4, 138 230 231 232 false 0 E5.5, 138 233 234 235 false 0 E5.6, 236 237 238 false 0 E5.7, 239 240 241 false 0 E5.8, 242 243 244 false 0 E5.9, 245 246 247 false 0 E5.10, 248 249 250 false 0 E5.11, 251 252 146 147 253 134 14 0 0 0 0 1 0 0 254 6 255 0 << Insufficient control features 137 14 0 0 0 N 0 E6.1, E6.2, E6.3, E6.4, E6.5 E6.6, E6.7, E6.8a, E6.8b, E6.9, E6.10, E6.11, E6.12, E6.13, 138 256 257 258 false 0 E6.1, 138 259 260 261 false 0 E6.2, 262 263 264 false 0 E6.3, 138 265 266 267 false 0 E6.4, 268 269 270 false 0 E6.5 251 271 272 273 false 0 E6.6, 274 275 276 false 0 E6.7, 138 277 278 62 279 280 false 0 E6.8a, 36 281 282 false 0 E6.8b, 283 284 285 false 0 E6.9, 286 287 288 false 0 E6.10, 138 289 290 291 false 0 E6.11, 138 292 293 294 false 0 E6.12, 295 296 297 false 0 E6.13, 298 146 147 299 134 5 0 0 0 0 1 0 0 300 7 301 0 << Insufficient control features 137 5 0 0 0 N 0 E7.1, E7.2, E7.3, E7.4, E7.5, 7.1 302 303 false 0 E7.1, 7.2 304 305 false 0 E7.2, 7.3 306 307 false 0 E7.3, 226 7.4 308 309 false 0 E7.4, 138 7.5 310 311 false 0 E7.5, 7.6 146 147 312 134 5 0 0 0 0 1 0 0 313 8 314 0 << Insufficient control features 137 5 0 0 0 N 0 E8.1, E8.2, E8.3, E8.4, E8.5, 8.1 315 316 false 0 E8.1, 8.2 317 318 false 0 E8.2, 138 8.3 319 320 false 0 E8.3, 8.4 321 322 false 0 E8.4, 138 8.5 323 324 false 0 E8.5, 138 8.6 146 147 325 134 8 0 0 0 0 1 0 0 326 9 327 0 << Insufficient control features 137 8 0 0 0 N 0 E9.1, E9.2, E9.3, E9.4, E9.5, E9.6, E9.7, E9.8, 9.1 328 329 false 0 E9.1, 168 62 330 36 331 332 333 334 false 0 E9.2, 335 336 337 338 false 0 E9.3, 335 339 340 341 false 0 E9.4, 251 342 343 344 false 0 E9.5, 138 345 193 346 347 348 349 219 350 351 352 false 0 E9.6, 193 353 354 355 356 357 358 false 0 E9.7, 191 359 360 361 false 0 E9.8, 362 146 147 363 364 365 No 366 0 367 368 369 370 371 372 373 374 375 376 375 374 376 Control Environment No 24 0 24 0 0 0 4 0 0 Control Activities No 11 0 11 0 0 0 1 0 0 System Controls No 14 0 14 0 0 0 1 0 0 Change Management No 5 0 5 0 0 0 1

FAQs

What structure does the GST controls self-review checklist follow?

It is organized into control domains such as Control Environment, Control Activities, System Controls, Change Management, Information and Communication, and Monitoring and Review, each mapped to specific control identifiers.

How are control results represented in the checklist?

Controls are listed by identifiers (e.g., E1.x–E9.x, S1.x–S2.x) and evaluated with statuses that indicate whether controls are sufficient, selected, not selected, or flagged as insufficient.

Which fields are included for identifying the business being reviewed?

The checklist contains business identification elements such as Name of business and Tax reference number to associate review outcomes with the relevant entity.

Aug 31, 2026

Upload by Bill Black