Northern Trust Asset Management - S&P 500 Index Fund DC-Non-Lending - Tier 4 - As of 2Q2026

Oct 13, 2026

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Northern Trust Asset Management presents the Collective S&P 500 Index Fund DC-Non-Lending (Collective-Tier 4) with the investment goal of approximating the S&P 500 Index’s risk and return profile, reflecting the large-cap U.S. equity segment. The fund generally replicates each index constituent in proportion to its weight, with limited use of futures and/or options to maintain equity exposure, and does not participate in securities lending. The package summarizes key performance metrics, characteristics, fees, holdings concentration, and risk/return disclaimers as of June 30, 2026.

LanguageEnglish

CategoryGeneral

FormatPDF

Pages2

Reading Time1 min

AccessFree to download

Investment Objective

Investment Approach

Investment Performance and Disclosures

Fees and Expenses

Fund Characteristics and Risks

Calendar Year Returns

Top Holdings and Sector Allocation

NORTHERN TRUST ASSET MANAGEMENT EQUITY S&P 500 INDEX FUND DC-NONLENDING COLLECTIVE-TIER 4 AS OF 2Q2026 INVESTMENT OBJECTIVE The primary objective of the Northern Trust Collective S&P 500 Index Fund-DC-Non-Lending is to approximate the risk and return characteristics of the S&P 500 Index. This Index is commonly used to represent the large cap segment of the U.S. equity market. INVESTMENT APPROACH To achieve its objective, the Fund employs a replication technique which generally seeks to hold each index constituent in its proportional index weight. The Fund may make limited use of futures and/or options for the purpose of maintaining equity exposure. This Fund may not participate in securities lending. INVESTMENT PERFORMANCE % -AS OF 6/30/26 25.0% 20.0% 15.0% 10.0% 5.0% 0.0% SINCE 3 MONTH YTD 1 YEAR Fund (Net) 3 YEAR 5 YEAR S&P 500 Index¹ 10 YEAR INCEPTION PERFORMANCE DISCLOSURES Past performance is not a guarantee of future results. Returns for periods greater than one year are annualized. For Tiers that have less than 10 years of performance history, some returns may be modeled. For modeled returns, performance prior to the above Inception Date is based on the historical returns of the Hub fund, adjusted to reflect the fees and expenses of this tier. As further described in the Fund Declaration, this fund holds units of the Hub fund. Performance returns and the principal value of an investment will fluctuate. Performance returns contained herein are subject to revision by Northern Trust Investments, Inc. (NTI) . Comparative indices shown are provided as an indication of the performance of a particular segment of the capital markets and/or alternative strategies in general. Index performance returns do not reflect any management fees, transaction costs or expenses. It is not possible to invest directly in any index. Net performance returns are reduced by investment management fees and other expenses relating to the management of the account. Gross performance returns contained herein include reinvestment of dividends and other earnings, transaction costs, and all fees and expenses other than investment management fees, unless indicated otherwise. For additional information on fees, please refer to Part 2a of the Form ADV or consult an NTI representative. All securities investing and trading activities risk the loss of capital. There can be no assurance that any portfolio investment objectives will be achieved. Risk controls and models do not promise any level of performance or guarantee against loss of principal. No investment strategy or risk management technique can guarantee returns or eliminate risk in any market environment. Any discussion of risk management is intended to describe NTI's efforts to monitor and manage risk but does not imply low risk. Northern Trust Asset Management is composed of Northern Trust Investments, Inc., Northern Trust Global Investments Limited, Northern Trust Fund Managers (Ireland) Limited, Northern Trust Global Investments Japan, K. K., NT Global Advisors, Inc., 50 South Capital Advisors, LLC, Northern Trust Asset Management Australia Pty Ltd and investment personnel of The Northern Trust Company of Hong Kong Limited and The Northern Trust Company. FUND OVERVIEW Benchmark/Index1 Fund S&P 500 Index1 | Inception Date | | 08/01/17 | | | --- | --- | --- | --- | | Total Net Assets | | $73.4 Billion | | | FEES AND EXPENSES
Administrative Fee Cap % | | Fund | | | | | 0.0040 | | | Investment Management Fee % | | 0.0075 | | | Total Fees and Expenses % | | 0.0115 | | | Per $1000 Investment ($) 0.1150
As set forth in the Fund Declaration for each Fund, NTI has established an Administrative Fee Cap pursuant to which the sum of (i) the fees charged by the Fund's external auditor and (ii) the Custody and Fund Administration Fee paid by the Fund will not exceed a specified percentage of the Fund's assets. NTI may at any time modif

FAQs

What is the fund’s investment objective?

The primary objective is to approximate the risk and return characteristics of the S&P 500 Index, which represents the large cap segment of the U.S. equity market.

How does the fund attempt to achieve its objective?

The fund uses an index replication technique by generally holding each constituent in proportion to its index weight, and may use limited futures and/or options to maintain equity exposure. It does not participate in securities lending.

Does past performance guarantee future results?

No. Past performance is not a guarantee of future results, and returns may fluctuate; investment objectives and risk controls do not eliminate the possibility of losing principal.

Oct 13, 2026

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