GUIDELINES FOR SUBSCRIPTION AND PAYMENT FOR SHARE PURCHASE - Initial Public Offering of Shares

Sep 19, 2026

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Guidelines for investors to complete subscription, payment, and ownership-recording procedures for share purchases in the initial public offering by Asia-US Industrial Joint Stock Company (AMY). The document states that subscription and payment are valid only if performed according to the Guidelines. It defines issuer and offered shares, ordinary share terms, offering price, escrow account details for deposits, subscription limits and lot size, deposit and allocation principles, treatment of undistributed shares, and transfer restrictions for certain shares. It also outlines a timeline covering submission of Subscription Files and deposits.

LanguageEnglish

CategoryForms

FormatPDF

Pages36

Reading Time13 min

AccessFree to download

General Provisions

General Information About the Offering

Timeline of the Offering

GUIDELINES FOR SUBSCRIPTION AND PAYMENT FOR SHARE PURCHASE OF THE INITIAL PUBLIC OFFERING OF SHARES OF ASIA-US INDUSTRIAL JOINT STOCK COMPANY These guidelines for subscription and payment for the purchase of Shares (“Guidelines”) are intended to guide investors (“Investors”) through the necessary procedures to subscribe for, pay for, and have recorded their ownership of Shares offered by Asia-US Industrial Joint Stock Company (“AMY”) in its initial public offering (“Offering”) pursuant to the Certificate of Registration for Initial Public Offering of Shares No. 301/GCN-UBCK issued by the Chairman of the State Securities Commission (“SSC”) on 30/06/2026 (“Offering License”), the Prospectus dated 26/06/2026, and AMY’s Notice of Initial Public Offering of Shares. Subscription, payment, and recording of Investors’ ownership shall be deemed valid only when carried out in accordance with the provisions of these Guidelines. GENERAL PROVISIONS GENERAL INFORMATION ABOUT THE OFFERING No. Item Details 1. Issuer 2. Shares offered 3. Type of Shares 4. Par value of Shares 5. Total number of Shares offered 6. Offering Price 7. Escrow account for receiving Share purchase payments (including the Deposit) (“Escrow Account”) 8. Form of offering 9. Offering targets Asia-US Industrial Joint Stock Company (“AMY” or“Issuer”) Shares of Asia-US Industrial Joint Stock Company (“Shares” or “CP”) Ordinary shares VND 10,000/Share 16,100,000 Shares VND 48,900/Share -Account holder: CONG TY CO PHAN CONG NGHIEPAMY; Account number: 58689999; Opened at: Vietnam Joint Stock Commercial Bank for Industry and Trade (VietinBank)– Bình Xuyên Branch Initial public offering of Shares. Domestic and foreign organizations and individuals wishing to purchase Shares, other than those prohibited or restricted from purchasing Shares under Vietnamese law, AMY’s Charter, and the Offering Plan of the Offering. No. Item Details 10. Distribution method 11. Minimum number of Sharesan Investor may subscribe for 12. Maximum number of Sharesan Investor may subscribe for 13. Subscription lot size 14. Total Subscription Value 15. Deposit for Share purchase 16. Allocation principle 17. Plan for handling Shares not subscribed for, not paid for, or fractional Shares (“Undistributed Shares”) Distribution through the designated Distribution Agent: Vietcap Securities Joint Stock Company (“Vietcap”) . Minimum of 100 Shares/Investor Not exceeding 8,027,800 Shares (equivalent to 5% of AMY’s expected charter capital after the Offering) . 100 Shares (meaning the number of Shares an Investor subscribes for must be divisible by 100) Calculated as the Offering Price (x) multiplied by the number of Shares subscribed for. Investors subscribe and deposit 10% of the Total Subscription Value in order to be allocated the right to purchase Shares (“Deposit”) . Where the number of Shares subscribed for exceeds the number of Shares AMY is permitted to offer under the Offering License, Shares will be allocated to Investors in proportion to each Investor’s subscription ratio. The number of Shares allocated to an Investor will be rounded down to the nearest whole share. Example: An Investor subscribes for 200 Shares; if the number of Shares allocated is 180.9 Shares, the number of Shares the Investor may purchase is 180 Shares. The Board of Directors (“BOD”) shall decide on the continued distribution of all Undistributed Shares to other Investors in accordance with law. Criteria for determining Investors: Under authorization from the General Meeting of Shareholders (“GMS”), selected Investors shall be determined based on criteria decided by the BOD as follows:; Domestic and foreign organizations and individuals wishing and having the financial capacity to own Shares; and/or; Investors capable of contributing to AMY’s development. Principle for determining the offering price of Undistributed Shares: The offering price of Undistribute

FAQs

When is an investor’s subscription and payment considered valid?

An investor’s subscription, payment, and recording of ownership are deemed valid only when carried out in accordance with the provisions of these Guidelines.

How is the deposit for purchasing shares calculated and when is it made?

Investors subscribe and deposit 10% of the total subscription value as the deposit for the right to purchase the shares.

What happens to undistributed shares not subscribed for or not paid for?

Undistributed shares may be continued for distribution to other investors decided by the Board of Directors under authorization from the General Meeting of Shareholders; if still not fully distributed after the legal distribution period (including any extension), the Board cancels the undistributed shares and reduces the total number of shares offered to match actual distributed shares.

Sep 19, 2026

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