FINANCIAL DOCUMENT EXCHANGE COMPLIANCE DECLARATION - Self Employed/Business Owner Party

Sep 22, 2026

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Financial Document Exchange Compliance Declaration for self-employed or business-owner parties in the Superior Court of California, County of Santa Barbara. Used to confirm compliance with local document exchange requirements in connection with specific court conferences, motions, and scheduled dates or times. Requires checking the relevant proceeding, stating whether a prior SC-4029 was filed, identifying served documents, and detailing service of individual financial documents (tax returns, bank statements/check registers, pay stubs, IRS W-2/1099 forms) and business financial status for the prior two years.

LanguageEnglish

CategoryForms

FormatPDF

Pages4

Reading Time2 min

AccessFree to download

Financial Document Exchange Compliance Declaration

Court connection and scheduling

Prior SC-4029 filing or request for excuse

Service of individual financial documents

Individual financial documents required

Business financial documents and ownership status

| ATTORNEY OR PARTY WITHOUT ATTORNEY (NAME AND ADDRESS): TELEPHONE NO.:
ATTORNEY FOR (NAME): | | | FOR COURT USE ONLY | | --- | --- | --- | --- | | SUPERIOR COURT OF CALIFORNIA, COUNTY OF SANTA BARBARA | | | | | Santa Barbara–Anacapa 1100 Anacapa Street Santa Barbara, CA 93101 | Santa Maria-Cook 312-C East Cook Street Santa Maria, CA 93454 | Lompoc Division 115 Civic Center Plaza Lompoc, CA 93436 | | | PETITIONER:
RESPONDENT: | | | | | FINANCIAL DOCUMENT EXCHANGE COMPLIANCE DECLARATION (Self Employed/Business Owner Party) | | | CASE NUMBER: | *If you have no self-employment income or business ownership you may be able use form SC-4028 for wage earners or unemployed parties. I, (name of party) declare the following: 1. This declaration is made in connection with: (check and complete all that apply) A case management conference, family centered case resolution conference, status conference, trial setting conference, or other Court Conference that is scheduled for (date) at (time). A request for order, order to show cause, or other Motion that will be or has been filed by (party) and is scheduled for (date) at (time). 2. (Check only if applicable) (a) I previously filed form SC-4029 on (date) and all information on that form is complete and current as of the date stated below. (If you check this box, skip to the end of this form, fill in your name and the date, and sign this form. ) (b) I have good cause not to complete this form at all and request to be excused from complying with Local Rule 1419 because or see attachment 2(b) . (If you can provide some documents, do not check this box and complete the remainder of the form.) 3. Except as stated below, the documents set forth below were served on (party) , on (date) . Individual Financial Documents 4. Federal income tax returns, including all schedules, for the two prior years: (check and complete all that apply) All tax returns for the two prior years were served on the date stated in item 3. All tax returns for the two prior years were served on the date stated in item 3, except tax returns for tax years (list tax years from tax returns or state “all”) which were not served because these tax returns were: served as part of a previous Local Rule 1419 document exchange on (date) served as an attachment to an Income and Expense Declaration (Form FL-150) served on (date) served with a Declaration of Disclosure (Form FL-140) served on (date) received from the other party (explain other reason) see attachment 4. Form Adopted for Mandatory Use Santa Barbara Superior Court SC-4029 [New January 2019] FINANCIAL DOCUMENT EXCHANGE COMPLIANCE DECLARATION (Self Employed/Business Owner Party) Page 1 | Insert Case Name: | CASE NUMBER: | | --- | --- | 5. Personal bank account statements and corresponding check registers for all accounts for the prior 12 months:(check and complete all that apply) All bank account statements and check registers for all accounts for the prior 12 months were served on the date stated in item 3. All bank account statements and check registers for all accounts for the prior 12 months were served on the date stated in item 3, except (list each document by type and dates or state “all”) which were not served because these documents were: served as part of a previous Local Rule 1419 document exchange on (date) served as an attachment to an Income and Expense Declaration (Form FL-150) served on (date) served with a Declaration of Disclosure (Form FL-140) served on (date) received from the other party (explain other reason) see attachment 5. 6. Pay stubs for the last 2 months: (check and complete all that apply) All pay stubs for the last 2 months were served on the date stated in item 3. All pay stubs for the last 2 months were served on the date stated in item 3, except (list dates or state “all”) which were not served becaus

FAQs

What is this declaration used for?

It is used to declare compliance with the court’s financial document exchange requirements for self-employed or business-owner parties in specified court proceedings and schedules.

Which individual financial documents must be addressed?

The form covers federal income tax returns, personal bank statements and check registers, pay stubs for the last two months, and IRS W-2 and 1099 forms not attached to federal tax returns for the prior year.

What business status information is required?

It requires checking whether the party is (or was) self-employed and/or a beneficial owner of 30% or more of a business entity, and identifying relevant businesses if applicable.

Sep 22, 2026

Upload by James