Text Book (Unofficial Translation) Investment Product Series (P Series) P 1 - Plain Products - Module 1: Fundamental Knowledge

Sep 26, 2026

Uploaded by Connor

Unofficial English translation materials for an Investment Product Series (P Series), focusing on Plain Products (Full Paper) under Module 1: Fundamental Knowledge. The content covers the environment of investment and the financial market, including learning objectives on income-circulation links, capital movement channels, and market roles and characteristics. It also provides translated explanations for key terms and limited chapter portions: LiVE Exchange, digital assets, and sustainable investment concepts, plus notes on revision, investor suitability, supervision approach, and information disclosure. It includes reference reading lists and compliance disclaimers.

LanguageEnglish

CategoryExam

FormatPDF

Pages422

Reading Time17 h 43 min

AccessFree to download

Module 1: Fundamental Knowledge

Chapter 1: The Environment of Investment and Financial Market

Chapter 2: Financial Instruments and Investment Decision

Chapter 6: Company Analysis

Section 1: Equities

Chapter 4: Trading Mechanism in the Stock Exchange of Thailand

Text Book (Unofficial Translation) Investment Product Series (P Series) P 1 – Plain Products: Full Paper Module 1: Fundamental Knowledge For Investment Consultant: Plain Products Professional Education Department Capital Market Education Group Version 4 Note: This version provides the translation of additional content relating to LiVE Exchange, digital asset, ESG (Environmental, Social and Governance), and trading mechanism of the Stock Exchange of Thailand. The amendment of Text Book (Unofficial Translation) Investment Product Series (P Series) P1 – Plain Products (Full Paper) Module 1: Fundamental Knowledge | Topics | Detail | | --- | --- | | Module 1 : Fundamental Knowledge
Chapter 1 : The Environment of Investment and
Financial Market | • The translation of “LiVE Exchange” is provided for the understanding of a type of financial market (secondary market) . | | Module 1: Fundamental Knowledge
Chapter 2: Financial Instruments and Investment
Decision | • The translation of “Digital Assets” is provided for the understanding of another type of financial products. | | Module 1: Fundamental Knowledge
Chapter 6 : Company Analysis | • The translation of “Sustainable Investment Concepts” is provided for the understanding of ESG (environmental, social and governance) aspects of potential investment. | | Module 3: Product Knowledge (Plain Products)
Section 1: Equities
Chapter 4: Trading Mechanism in the Stock Exchange of Thailand | • Revised content of the whole chapter to be more updated. | Module 1: Fundamental Knowledge Investment Consultant (Plain Product) Module 1: Fundamental Knowledge 1. The Environment of Investment and Capital Market Required Readings 1. Fundamental Knowledge of Finance and Investment - Chapter 1 : The Environment of Investment and Financial Market. (Available in Thai only, except the translation of “LiVE Exchange” is provided below for the understanding of a type of financial market (secondary market). See learning objectives and suggested readings as a guideline) Learning Objectives: 1. Explain circulation of income and expenses in economic system. 2. Distinguish the differences of capital movement in financial system in 3 channels: intermediaries, financial market and direct capital movement. 3. Identify roles and duties of financial system, explain the link between financial system and economic system. 4. Explain meaning and importance of financial market. 5. Explain financial market characteristics and distinguish the differences of each type of financial market. Suggested Readings • Money and Capital Markets (Peter S. Rose, Milton H. Marquis, 2008)– Chapter 1: Functions and Roles of the Financial System in the Global Economy • Financial Management: Theory and Practice (Eugene F. Brigham and Michael C. Ehrhardt, 2009)– Chapter 1: An Overview of Financial Management and the Financial Environment Note: An unofficial translation of the Thai text book: Fundamental Knowledge of Finance and Investment, Chapter 1--The Environment of Investment and Financial Market (only “LiVE Exchange”), Chapter 2-- Financial Instruments and Investment Decision (only “digital assets”), and Chapter 6--Company Analysis (only “Sustainable Investment Concepts”). The translation is intended to facilitate a reader to understand contents ofthe book but not to be used as a reference. SET is not responsible for the correctness and completeness of the translation. Please refer to the Thai version for accuracy and reference. LiVE Exchange (LiVEx) LiVE Exchange (LiVEx) has been established as a trading hub for small and medium-sized enterprises (SMEs) as well as qualified startups wishing to raise funds for business expansion and operation. The trading commenced on March 31 , 2 0 2 2 . The criteria for fundraising, listing and trading on LiVEx are different from those of The Stock Exchange of Thailand (SET) & Market for Alternative Investment (mai) . The d

FAQs

What does Module 1: Fundamental Knowledge aim to help learners understand?

It aims to explain income and expense circulation in an economic system, distinguish capital movement across three channels, and clarify roles and importance of the financial market and its characteristics.

Which topics include unofficial translations from the Thai textbook?

The translation covers only specific parts: “LiVE Exchange” (Chapter 1), “digital assets” (Chapter 2), and “Sustainable Investment Concepts” (Chapter 6), intended to support understanding rather than serve as a reference.

How is LiVE Exchange (LiVEx) positioned and what is its supervision concept?

LiVEx is established as a trading hub for SMEs and qualified startups to raise funds, with trading starting March 31, 2022. Its concept includes light-touch supervision, investor protection via defined investor types and trading methods, and information-based disclosure with follow-up by investors.

Sep 26, 2026

Uploaded by Connor