SIE EXAM CHEAT SHEET - 7 TRIED AND TRUE TIPS TO HELP YOU PASS

Nov 15, 2026

Uploaded by Finn

A concise exam-focused guide offering seven practical, experience-based tips to help candidates build confidence and pass the SIE exam. It emphasizes creating a study schedule with daily review time, starting memorization early using acronyms and rule/act knowledge, and learning options fundamentals through structured steps. The guide also instructs memorizing math formulas, using targeted practice questions, spacing review to improve long-term retention, and staying persistent despite early low scores.

LanguageEnglish

CategoryExam

FormatPDF

Pages10

Reading Time25 min

AccessFree to download

A Note From Jim

Tip 1: Plan Ahead

Tip 2: Start Memorizing Early

Tip 3: Options…Not Optional

Tip 4: Math Questions Can Be “Gimmes”

Tip 5: Practice, Practice, Practice…Questions!

Tip 6: Always Be Reviewing

Tip 7: Keep Going!

SIE EXAM CHEAT SHEET GAIN CONFIDENCE AND PASS YOUR EXAMS! 7 TRIED AND TRUE TIPS TO HELP YOU PASS TIPS AND TRICKS FROM YEARS OF TUTORING By: Professional Exam Tutoring © Professional Exam Tutoring TABLE OF CONTENTS A NOTE FROM JIM………………...……………1 TIP 1: PLAN AHEAD……………………………..2 TIP 2: START MEMORIZING EARLY......………..3 TIP 3: OPTIONS ARE NOT AN OPTION……….4 TIP 4: MATH IS THE PATH……………………….5 TIP 5: PRACTICE, PRACTICE, PRACTICE Q’s..6 TIP 6: ALWAYS BE REVIEWING………………...7 TIP 7: KEEP GOING!..........................................8 © Professional Exam Tutoring A NOTE FROM JIM: I have been tutoring candidates for the Series 7 for years . For the new SIE Exam, I have compiled some key ideas for what it takes to pass . Whether you expect to study for two weeks or two months, this cheat sheet has the fundamental principles you need to succeed. Follow these tips and you’ll be on your way!! © Professional Exam Tutoring TIP 1: PLAN AHEAD The Benefits of a Study Schedule: • Get clear on your“study time” • Tracks subjects covered • More effective memorization • Avoids cramming • Less anxiety on exam day PRO TIP: Leave at least 20 min per day for review on what you’ve already studied. Unpredictable Schedule!? You’re not the only one! Instead of a schedule set in stone keep track of hours studied (and subjects) . Aim for 16 hours per week on average for 2 months . © Professional Exam Tutoring TIP 2: START MEMORIZING EARLY Learn The Acronyms: 1. BLiSS 2. SLoBS 3. LEAPS 4. CBOE 5. JTWROS 6. Etc… © Professional Exam Tutoring Know the Rules and Regs: 1. Reg T 2. Act of 1933 3. Act of 1934 4. Rule 144 5. Rule 144A 6. Etc… Memory Work is a MUST!! Keep a list of terms you can’t remember REVIEW DAILY! TIP 3: OPTIONS…NOT OPTIONAL Know this table! Not knowing options puts a passing grade in major jeopardy! Long (Buyer) Short (Seller) CALL PUT | Right
to Buy | Right
to Sell | | --- | --- | | Obligation
to Sell | Obligation
to Buy | Option can be tough. Tackle it first. Chip away at them for at least 30 min per day! PRO TIP: 1. Exact numbers are hard to come by, but the Options section used to make up close to 20% of the Series 7 exam . For the SIE exam, it is likely less. 2. There is less emphasis on complex calculations and strategies, and more on theoretical and some on max gain/loss. © Professional Exam Tutoring TIP 4: MATH QUESTIONS CAN BE“GIMMES” If you know the formula you can get the answer! Memorize formulas! You don’t need to know E = mc2 to pass! Addition Subtraction Multiplication Division Math Topics That Trip Up Most People: Conversion Ratios (Convertible Bonds/Preferred Stock) Margin Call Price SMA (Margin Section) Option Strategy Profit/Loss Math Tips For Exam Day! • Read, and re-read exactly what formula the question is asking for before you answer • As SOON as you start taking the test (not before!), write down formulas you might forget • *IMPORTANT* Don’t write anything down before the test starts or it counts as cheating and you could automatically fail • Do your best to understand the formulas – don’t just memorize unless you absolutely have to © Professional Exam Tutoring TIP 5: PRACTICE, PRACTICE, PRACTICE…QUESTIONS! Reading the textbook is a must but practice questions are a necessity! Follow These Steps: 1. Read text 2. Do practice questions from the text 3. Review text learned 4. Do more practice questions! The more familiar you become with the types of questions they’ll ask the more comfortable you will be at exam time! PRO TIP: 2 weeks before the exam, practice, practice, practice questions! 3 hours per day x 14 days! © Professional Exam Tutoring Challenge: Isn’t 80% good enough? Response: From what I’ve seen, not always! And why risk it? Aim for 85%, 90%, or above, on your practice exams and you’re all but assured to pass! TIP 6: ALWA

FAQs

How should you structure your study schedule for the SIE exam?

Create a clear study time plan, track subjects covered, and avoid cramming. Leave at least 20 minutes per day for review of what you already studied, aiming for about 16 hours per week over two months.

What learning method is recommended for memorizing early?

Learn key acronyms and know important rules and regulations listed in the guide. Keep a list of terms you can’t remember and review daily to reinforce retention.

What is the suggested approach to options questions?

Use the provided table structure to understand both call/put rights and obligations. Tackle options first, work through them in small time blocks (at least 30 minutes per day), and focus more on theoretical concepts than complex calculations.

Nov 15, 2026

Uploaded by Finn