Open End - Securities Specified Pursuant to Section 871(m) - Table of Terms

Sep 2, 2026

Uploaded by Levi

Open-end securities terms are presented in a structured table, listing series identifiers and issued securities counts alongside local codes and issue prices. Each entry specifies whether the instrument is a call or put, the exercise price and exercise-price rounding rule, and the security threshold rounding rule. Interest- or financing-related fields include interbank rate screen page references and financing-rate percentages, followed by redemption dates, parity, and whether the security is specified under Section 871(m).

LanguageEnglish

CategoryResearch & Report

FormatPDF

Pages25

Reading Time1 h 3 min

AccessFree to download

Series and Instrument Terms

Call/Put and Exercise Price

Rounding Rules and Thresholds

Financing, Redemption, and 871(m) Flag

| Series Number /
ISIN Code | No. of
Securities
issued | No. of
Securities | Local Code | Issue Price per
Security | Call /
Put | Exercise Price | Capitalised
Exercise Price
Rounding Rule | Security Threshold
Rounding Rule | Security
Percentage | Interbank Rate 1
Screen Page | Financing Rate
Percentage | Redemption Date | Parity | SPECIFIED
SECURITIES
PURSUANT TO
SECTION 871(m) | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | NLBNPSE1HUD3 | 30,000 | 30,000 | MINI S APPLE BNP31 | SEK 76.18 | Put | USD
300.70000000 | Downwards 8 digits | Downwards 2 digits | 5% | USDSOFR= | -3.50% | Open End | 10 | No | | NLBNPSE1HUE1 | 10,000 | 10,000 | MINI S AVA BNP118 | SEK 43.60 | Put | SEK 285.60000000 | Downwards 8 digits | Downwards 2 digits | 10% | STIBOR1M= | -3.50% | Open End | 1 | No | | NLBNPSE1HUF8 | 100,000 | 100,000 | MINI L BABA BNP7 | SEK 14.76 | Call | USD 65.50000000 | Upwards 8 digits | Upwards 2 digits | 10% | USDSOFR= | +3.50% | Open End | 10 | No | | NLBNPSE1HUG6 | 10,000 | 10,000 | MINI L LLY BNP7 | SEK 193.09 | Call | USD
790.00000000 | Upwards 8 digits | Upwards 2 digits | 10% | USDSOFR= | +3.50% | Open End | 10 | Yes | | NLBNPSE1HUH4 | 10,000 | 10,000 | MINI S LLY BNP10 | SEK 347.25 | Put | USD
1,259.60000000 | Downwards 8 digits | Downwards 2 digits | 10% | USDSOFR= | -3.50% | Open End | 10 | No | | NLBNPSE1HUI2 | 40,000 | 40,000 | MINI S META BNP30 | SEK 68.67 | Put | USD
557.40000000 | Downwards 8 digits | Downwards 2 digits | 5% | USDSOFR= | -3.50% | Open End | 10 | No | | NLBNPSE1HUJ0 | 50,000 | 50,000 | MINI L MRNA BNP11 | SEK 25.73 | Call | USD
101.00000000 | Upwards 8 digits | Upwards 2 digits | 15% | USDSOFR= | +3.50% | Open End | 10 | Yes | | NLBNPSE1HUK8 | 50,000 | 50,000 | MINI S MRNA BNP16 | SEK 34.11 | Put | USD
153.00000000 | Downwards 8 digits | Downwards 2 digits | 15% | USDSOFR= | -3.50% | Open End | 10 | No | | NLBNPSE1HUL6 | 30,000 | 30,000 | MINI S NFLX BNP31 | SEK 89.78 | Put | USD
728.20000000 | Downwards 8 digits | Downwards 2 digits | 5% | USDSOFR= | -3.50% | Open End | 10 | No | | NLBNPSE1HUM4 | 200,000 | 200,000 | MINI L PLTR BNP9 | SEK 5.68 | Call | USD 23.60000000 | Upwards 8 digits | Upwards 2 digits | 10% | USDSOFR= | +3.50% | Open End | 10 | Yes | | NLBNPSE1HUN2 | 80,000 | 80,000 | MINI L SMCIBNP16 | SEK 18.67 | Call | USD
768.30000000 | Upwards 8 digits | Upwards 2 digits | 10% | USDSOFR= | +3.50% | Open End | 100 | Yes | | Series Number /
ISIN Code | Type of Share | Share Company / Share | Share
Currency | ISIN of Share | Reuters Code of
Share | Share Company Website | Exchange | Exchange Website | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | NLBNPSE1HUD3 | Ordinary | Apple Inc | USD | US0378331005 | AAPL.OQ | [www.apple.com](www.apple.com) | NASDAQ GS | [www.nasdaq.com](www.nasdaq.com) | | NLBNPSE1HUE1 | Ordinary | Avanza Bank Holding AB | SEK | SE0012454072 | AVANZ.ST | [www.avanza.com](www.avanza.com) | NASDAQ Stockholm AB | [www.nasdaqomxnordic.com](www.nasdaqomxnordic.com) | | NLBNPSE1HUF8 | ADR | Alibaba Group Holding Ltd | USD | US01609W1027 | BABA.N | [www.alibabagroup.com](www.alibabagroup.com) | New York Stock Exchange (NYSE) | [www.nyse.com](www.nyse.com) | | NLBNPSE1HUG6 | Ordinary | Eli Lilly and Co | USD | US5324571083 | LLY.N | [www.lilly.com](www.lilly.com) | New York Stock Exchange (NYSE) | [www.nyse.com](www.nyse.com) | | NLBNPSE1HUH4 | Ordinary | Eli Lilly and Co | USD | US5324571083 | LLY.N | [www.lilly.com](www.lilly.com) | New York Stock Exchange (NYSE) | [www.nyse.com](www.nyse.com) | | NLBNPSE1HUI2 | Class A | Meta Platforms Inc | USD | US30303M1027 | META.OQ | [www.investor.fb.com](www.investor.fb.com) | NASDAQ GS | [www.nasdaq.com](www.nasdaq.com) | | Series Number /
ISIN Code | Type of Share | Share Company / Share | Share
Currency | ISIN of Share | Reuters Code of
Share | Share Company Website | Exchange | Ex

FAQs

What call/put information is provided for each security?

Each row indicates whether the instrument is a Call or a Put, alongside the corresponding exercise price.

How are exercise prices and thresholds rounded?

The table includes an “Exercise Price Rounding Rule” and a “Security Threshold Rounding Rule,” specifying downward or upward rounding and the number of digits.

What does the Section 871(m) specified flag mean in this document?

A “Specified Securities Pursuant to Section 871(m)” field is included for each entry, marked as “Yes” or “No” to indicate whether the security falls under that specification.

Sep 2, 2026

Uploaded by Levi