FORM B-1 - APPLICATION FOR APPROVAL OF ACTUARIES - AUDITORS - OTHER INDEPENDENT OFFICERS

Oct 3, 2026

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FORM B-1申请表用于向主管机构提交“精算师/审计师/其他独立负责人”获批申请。表格要求披露受监管主体的名称与地址、公司或机构情形下的公司信息及负责人、个人情形下的头衔与联系地址，以及相关资质、从业年限与专业经历。还需选择拟接受审计/监管的受监管主体类型、说明职业责任保险的投保与赔偿额度，并由申请人提供同意声明与适格性/品行声明（包括以往处分、刑事调查、破产与民事不当行为等）。

LanguageEnglish

CategoryResearch & Report

FormatPDF

Pages5

Reading Time13 min

AccessFree to download

APPLICATION FOR APPROVAL OF ACTUARIES/ AUDITORS/ OTHER INDEPENDENT OFFICERS

1. Details of Regulated Person Submitting Application

2. Regulated person’s address

3. Details of the Actuary, Auditor or Independent Officer (Company/Firm or Individual)

4. Qualifications

5. Experience

6. Type of Regulated Person to be Audited

7. Indemnity Coverage

8. Consent

9. Fitness and Propriety

10. Declaration by Actuary/ Auditor/ Other Independent Officer

11. Declaration by Regulated Person

FORM B-1 [Paragraph 21] APPLICATION FOR APPROVAL OF ACTUARIES/ AUDITORS/ OTHER INDEPENDENT OFFICERS This application is for the approval by the Commission of: Auditor Actuary Other (Please specify): _______________________________ 1. Details of Regulated Person Submitting Application Name of regulated person: Company Licence No.: 2. Regulated person’s address : ___________________________________________ ___________________________________________ ___________________________________________ 3 (a) Where the Actuary, Auditor or Independent Officer is a Company or Firm: Name of Company or Firm: Company Licence No.: Address of Company or Firm: _______________________________________________ _______________________________________________ _______________________________________________ Name of Person Responsible: 3 (b) Where the Actuary, Auditor or Independent Officer is an Individual: Title: Dr. Mr. Mrs. Ms. Miss Surname: First Name: Middle Name(s): Address: __________________________________________________________ __________________________________________________________ __________________________________________________________ 4. Qualifications Degree/Diploma/Other Name of Institution(s) attended Date of Completion Qualification Attained ____________________________ ______________________________ _____________________ ____________________________ ______________________________ _____________________ ____________________________ ______________________________ _____________________ ____________________________ ______________________________ _____________________ 5. Experience (where the person to whom the application relates is a company or firm, please state the qualifications of the individuals intended to undertake the actuarial, audit or other work) Number of years of experience: Provide details of experience: (This should relate to experience in the relevant field of actuarial, auditing or other expertise) 6. Type of Regulated Person to be Audited Banking Insurance Investment Business Fiduciary Services Other (please specify): If regulated person holds any specific class or category of licence, please specify: 7. Indemnity Coverage (a) Please indicate whether the actuary, auditor or other independent officer, or the company or firm for which he/she acts, holds Professional Indemnity insurance: Yes No (b) If your answer to (a) is YES, please indicate the amount of indemnity coverage held by the actuary, auditor or other independent officer, or the company or firm for which he/she acts: 8. Consent Has the Auditor/Actuary/Other Independent Officer consented to act in this capacity: Yes No 9. Fitness and Propriety (To be completed by the auditor/actuary or other independent officer) If you answer YES to any of the questions below you must supply full details by way of a written attachment to the application: Yes No Have you ever been asked to resign, or been dismissed from any fiduciary position of trust? Have you been refused, restricted in, or had suspended, the right to carry on a trade, business or profession for which a specific licence, authorisation, registration, membership or other permission is required? Have you at any time been convicted of any criminal offence by any court in the Virgin Islands or elsewhere? Are you currently the subject of a criminal investigation or an extradition request? Have you, in the last ten years, been censured or disciplined by any professional body to which you belong or belonged, or been dismissed from office or employment or refused entry to any profession or occupation in the Virgin Islands or elsewhere? Have you, in the last ten years, filed for bankruptcy or been adjudicated bankrupt by a court in the Virgin Islands or elsewhere? Have you at any time failed to satisfy any debt due and payable to you as a judgmentdebtor under an order

FAQs

该申请表用于批准哪些人员或角色？

用于提交“精算师（Actuary）/审计师（Auditor）/其他独立负责人（Other independent officer）”的批准申请，并由机构对其进行审批。

申请中需要提供哪些主体信息？

需填写受监管主体的名称与地址；若相关人员为公司或机构，还要提供公司/机构信息与负责人；若为个人，则填写个人头衔、姓名及地址等。

适格性与品行部分通常需要回答哪些关键事项？

需对是否被要求辞职或被解雇、是否被限制经营许可、是否被刑事定罪或正在接受刑事调查/引渡请求、过去十年的专业机构处分或破产等情况作答，并在回答为“是”时附书面详情。

Oct 3, 2026

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