2017 NASAA Broker-Dealer Examination & Registration Training - Web CRD 101 - General Overview

Sep 26, 2026

Uploaded by aboduw

2017 NASAA Broker-Dealer Examination & Registration Training material provides an end-to-end introduction to Web CRD. It guides users through accessing Web CRD, understanding the FINRA Entitlement Program, logging in with security information, and using the Forgot Password workflow. The overview also explains roles across Super Account Administrator and Account Administrator, outlines security challenge behavior, and describes the CRD main site experience, including views and non-filing information for individuals and organizations, plus notifications, resources, and broadcast messages.

LanguageEnglish

CategoryExam

FormatPDF

Pages53

Reading Time2 h 14 min

AccessFree to download

Accessing Web CRD

FINRA Entitlement Program

Logging into Web CRD

Forgot Password

Challenge Questions

CRD Main Site Map

Individual

Organization

Notifications

Resources

Broadcast Messages

FINRA Contact Information

Questions

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2017 NASAA Broker-Dealer Examination & Registration Training
Web CRD® 101 – General Overview | | --- | | | | Topics 􀂄Accessing Web CRD
􀁹 FINRA Entitlement Program
􀁹 Logging into Web CRD
􀁹 Forgot Password
􀁹 Security Challenge
􀁹 CRD Main
􀂄Individual
􀁹 View Individual
􀁹 Individual Non-Filing Information
􀂄Organization
􀁹 View Organization
􀁹 Organization Non-Filing Information
􀂄Notifications
􀂄Resources
􀁹 Broadcast Messages
􀁹 FINRA Contact Information
􀂄Questions | | | | --- | --- | --- | | | Web CRD 101 – General Overview 􀁹 Copyright 2017 FINRA | 1 | | | | | | --- | --- | --- | | | | | | | Accessing Web CRD | | | |
2 | | | | | | | FINRA Entitlement Program 􀂄 Role of the Super Account Administrator (SAA)
􀁹 Create, modify, maintain and delete Account Administrator (AA) and user accounts for FINRA applications.
􀁹 Periodically review the firm’s user accounts and certify that users are properly entitled.
􀂄 Role of the Account Administrator (AA)
􀁹 Create, modify, maintain and delete user accounts for FINRA applications.
􀂄 Role of FINRA Regulatory Support Staff
􀁹 Activate/change passwords for SAA user accounts and also for all other user accounts when their SAA or AA is unavailable.
􀂄 FINRA Entitlement Program Page
􀁹 [http://www.finra.org/industry/entitlement-program](http://www.finra.org/industry/entitlement-program) | | | | --- | --- | --- | | | Web CRD 101 – General Overview 􀁹 Copyright 2017 FINRA | 3 | | Logging into Web CRD 􀂄 Access Web CRD: [https://crd.finra.org](https://crd.finra.org)
| | | | --- | --- | --- | | | Web CRD 101 – General Overview 􀁹 Copyright 2017 FINRA | 4 | | Logging into Web CRD (continued) 􀂄 First time users will be required to provide Security Information (i.e. questions and responses) .
􀂄 Security Information will be validated when users access the Forgot Password feature. | | | | --- | --- | --- | | | Web CRD 101 – General Overview 􀁹 Copyright 2017 FINRA | 5 | | Forgot Password 􀂄 Select the “Forgot User ID or Password?” link to retrieve your user ID or reset your password.
| | | | --- | --- | --- | | | Web CRD 101 – General Overview 􀁹 Copyright 2017 FINRA | 6 | | Forgot Password (continued) 􀂄 After providing your user ID and the appropriate security information, a new password will be emailed to the user.
| | | | --- | --- | --- | | | Web CRD 101 – General Overview 􀁹 Copyright 2017 FINRA | 7 | | Challenge Questions 􀂄 If the “Remember this computer” checkbox is not selected, you may be required to answer your designated Security Question(s) more often.
| | | | --- | --- | --- | | | Web CRD 101 – General Overview 􀁹 Copyright 2017 FINRA | 8 | | CRD Main Site Map 􀂄 After successfully logging in, the links displayed on this page are determined by each user’s level of entitlement.
| | | | --- | --- | --- | | | Web CRD 101 – General Overview 􀁹 Copyright 2017 FINRA | 9 |

FAQs

What is the FINRA Entitlement Program used for in Web CRD 101?

It defines how users are entitled to access FINRA applications. It includes responsibilities for the Super Account Administrator (SAA) and the Account Administrator (AA), such as creating and maintaining user accounts and periodically certifying user access.

What steps are involved when a user logs into Web CRD for the first time?

First-time users must provide security information, including questions and responses. This security information is validated when users use the Forgot Password feature.

How does the CRD main site content change after successful login?

The links displayed are determined by each user’s level of entitlement, so different users see different navigation options on the CRD main site map.

Sep 26, 2026

Uploaded by aboduw