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The report further details technology general controls and access governance, covering credential lifecycle, role-based access to data and software, physical and logical protections, malware prevention/detection, anomaly monitoring, security event evaluation, and change management. 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with Action Plan 8  \n4.1 The entity maintains, monitors, and evaluates current processing capacity and use of system components (infrastructure, data, and software) to manage capacity demand and to enable the implementation of additional capacity to help meet its objectives. (A1.1) ......... 8  \n4.2 The entity tests recovery plan procedures supporting system recovery to meet its objectives.(A1.3) ................................................. 8  \n4.3 COSO Principle 2: The board of directors demonstrates independence from management and exercises oversight of the development and performance of internal control. (CC1.2) ..... 9  \n4.4 COSO Principle 3: Management establishes, with board oversight, structures, reporting lines, and appropriate authorities and responsibilities in the pursuit of objectives. (CC1.3) ..... 9  \n4.5 COSO Principle 4: The entity demonstrates a commitment to attract, develop, and retain competent individuals in alignment with objectives. (CC1.4) .................. 9  \n4.6 COSO Principle 5: The entity holds individuals accountable for their internal control responsibilities in the pursuit of objectives. (CC1.5) ........................... 10  \n4.7 COSO Principle 6: The entity specifies objectives with sufficient clarity to enable the identification and assessment of risks relating to objectives. (CC3.1) ................. 10  \n4.8 COSO Principle 7: The entity identifies risks to the achievement of its objectives across the entity and analyzes risks as a basis for determining how the risks should be managed. (CC3.2) 10  \n4.9 COSO Principle 8: The entity considers the potential for fraud in assessing risks to the achievement of objectives. (CC3.3) ................................. 11  \n4.10 COSO Principle 9: The entity identifies and assesses changes that could significantly impact the system of internal control. (CC3.4) ............................... 11  \n4.11 COSO Principle 17: The entity evaluates and communicates internal control deficiencies ina timely manner to those parties responsible for taking corrective action, including senior management and the board of directors, as appropriate. (CC4.2) ................ 11  \n4.12 COSO Principle 10: The entity selects and develops control activities that contribute to the mitigation of risks to the achievement of objectives to acceptable levels. (CC5.1) ....... 12  \n4.13 COSO Principle 11: The entity also selects and develops general control activities over technology to support the achievement of objectives. (CC5.2) .................... 12  \n4.14 COSO Principle 12: The entity deploys control activities through policies that establish what is expected and in procedures that put policies into action. (CC5.3) .............. 12  \n4.15 Prior to issuing system credentials and granting system access, the entity registers and au  \nthorizes new internal and external users whose access is administered by the entity. For those  \nusers whose access is administered by the entity, user system credentials are removed when user access is no longer authorized. (CC6.2) ............................ 13  \n4.16 The entity authorizes, modifies, or removes access to data, software, functions, and other  \nprotected information assets based on roles, responsibilities, or the system design and changes, giving consideration to the concepts of least privilege and segregation of duties, to meet the entity’s objectives. (CC6.3) ..................................... 13  \n4.17 The entity restricts physical access to facilities and protected information assets (for example, data center facilities, back-up media storage, and other sensitive locations) to authorized personnel to meet the entity’s objectives. (CC6.4) ........................ 13  \n4.18 The entity discontinues logical and phy","cbCairLbpplbMJOk","https://ap.wps.com/l/cbCairLbpplbMJOk","pdf",236175,24,"English","# Executive Summary\n# Results Overview\n# Action Plan Summary\n# Identified Risks with Action Plan\n## Control Environment\n## Communication and Information\n## Monitoring Activities\n## Logical and Physical Access Controls\n## System Operations\n## Risk Mitigation\n## Availability","[{\"question\":\"What does the SOC 2 readiness report evaluate?\",\"answer\":\"It evaluates readiness by presenting results, summarizing an action plan, and mapping identified risks to specific control-related objectives and supporting evidence.\"},{\"question\":\"How are technology and access controls addressed?\",\"answer\":\"It covers credential and user lifecycle management, role/responsibility-based access to data and software, physical access restrictions, and logical and physical protection continuity.\"},{\"question\":\"What types of risks and events are specifically considered?\",\"answer\":\"The report includes risks across internal control and technology controls, and it describes malware introduction prevention/detection, monitoring for anomalies, and evaluating security events to determine whether they caused incidents and required corrective action.\"}]","SOC 2 Readiness Report - Executive Summary and Action Plan | PDF",1789264967,8]