[{"data":1,"prerenderedAt":-1},["ShallowReactive",2],{"detail-sidebar-cat-1-en-105":3,"doc-seo-177907-105":53,"doc-detail-177907-en":126},{"code":4,"msg":5,"data":6},0,"success",[7,14,19,24,29,34,39,44,49],{"id":8,"doc_module":9,"doc_module_name":10,"category_name":11,"show_sort_weight":12,"slug":13},11,1,"Template","Presentations",90,"presentations",{"id":15,"doc_module":9,"doc_module_name":10,"category_name":16,"show_sort_weight":17,"slug":18},12,"Resumes",80,"resumes",{"id":20,"doc_module":9,"doc_module_name":10,"category_name":21,"show_sort_weight":22,"slug":23},14,"Invoices",70,"invoices",{"id":25,"doc_module":9,"doc_module_name":10,"category_name":26,"show_sort_weight":27,"slug":28},15,"Posters",60,"posters",{"id":30,"doc_module":9,"doc_module_name":10,"category_name":31,"show_sort_weight":32,"slug":33},16,"Social Media",50,"social-media",{"id":35,"doc_module":9,"doc_module_name":10,"category_name":36,"show_sort_weight":37,"slug":38},17,"Forms",40,"forms",{"id":40,"doc_module":9,"doc_module_name":10,"category_name":41,"show_sort_weight":42,"slug":43},18,"Letters",30,"letters",{"id":45,"doc_module":9,"doc_module_name":10,"category_name":46,"show_sort_weight":47,"slug":48},21,"Paper Templates",5,"papers-templates",{"id":50,"doc_module":9,"doc_module_name":10,"category_name":51,"show_sort_weight":4,"slug":52},158,"General","general-158",{"code":4,"msg":54,"data":55},"ok",{"site_id":56,"language":57,"slug":58,"title":59,"keywords":60,"description":61,"schema_data":62,"social_meta":119,"head_meta":121,"extra_data":123,"updated_unix":125},105,"en","legal-compliance-register-template-compliance-risk-register","Legal Compliance Register Template - Compliance risk register","","A legal compliance register template helps businesses manage legal risk by consolidating acts, regulations, standards, codes, policies, permits, and related obligations in a single place. It guides users to record the applicable jurisdiction, the enforcing authority and contacts, the purpose and key requirements (including changes), and the impact on business activities and processes. 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Seek legal advice from a qualified expert about your business’s compliance with applicable law.\nA legal compliance register usually contains the following information:\nThe name of the act, regulation, standard, code, policy, permit, etc. Most governments and regulatory authorities publish legislation online, so include a link or description of its location where possible\nThe jurisdiction where the legal instrument applies, be that local, regional, national or international\nInformation about the governing body or authority that enforces or manages this legal instrument. Consider listing a relevant contact name and details (where known)\nA description of the purpose and key requirements specified in the legal instrument. This can be in plain language rather than legal jargon and should include upcoming changes (actual or proposed)\nA description of the impact of the legal requirements on your business, including how these requirements affect specific activities or processes. It is useful to relate this to specific management system documentation, such as:\nprocedures to manage its activities;\nexternal statutory reporting expectations; and\ntiming and framework for paying licence or permit fees. You can use this information to communicate with employees and train them in their legal obligations.\nYou can use this information to communicate with employees and train them in their legal obligations.\nNominate someone within the business to be responsible for ensuring compliance and for accessing information about the legal instrument. For smaller members, this will not require a full-time person\nSpecify how often and when compliance evaluations will be carried out. Sometimes this is prescribed by law. In most cases, it will depend on your business; evaluations should be done at a frequency commensurate with the risk associated with the requirements.\nList evidence and records that show compliance.\nReference and track corrective actions for any non-compliances.\nPlease note: you can use this register to support your implementation for several provisions, including Health & Safety (COP23), Environmental Management (COP24) and Product Disclosure (COP28).","cbCaih3nBc0nNcAY","https://ap.wps.com/l/cbCaih3nBc0nNcAY","docx",33286,"English","# Register content and purpose\n## Applicable legal instrument details\n## Jurisdiction and enforcing authority\n## Requirements and business impact\n## Implementation support and training\n## Governance, evaluations, evidence, and corrective actions","[{\"question\":\"What key information should be included in a legal compliance register?\",\"answer\":\"Include the legal instrument name, where it applies (jurisdiction), the enforcing authority and contact details, the purpose and key requirements, and the impact on business activities and processes.\"},{\"question\":\"How does the template help a business implement legal obligations?\",\"answer\":\"It supports communicating expectations and training employees, assigning a compliance responsible person, linking requirements to management system documentation, and planning statutory reporting and fee timing.\"},{\"question\":\"How should non-compliances be handled in the register?\",\"answer\":\"List evidence and records that demonstrate compliance, and reference and track corrective actions for any non-compliances.\"}]","Legal Compliance Register Template - Compliance risk register | DOCX",1788329598]