[{"data":1,"prerenderedAt":-1},["ShallowReactive",2],{"detail-sidebar-cat-1-en-105":3,"doc-seo-243328-105":53,"doc-detail-243328-en":127},{"code":4,"msg":5,"data":6},0,"success",[7,14,19,24,29,34,39,44,49],{"id":8,"doc_module":9,"doc_module_name":10,"category_name":11,"show_sort_weight":12,"slug":13},11,1,"Template","Presentations",90,"presentations",{"id":15,"doc_module":9,"doc_module_name":10,"category_name":16,"show_sort_weight":17,"slug":18},12,"Resumes",80,"resumes",{"id":20,"doc_module":9,"doc_module_name":10,"category_name":21,"show_sort_weight":22,"slug":23},14,"Invoices",70,"invoices",{"id":25,"doc_module":9,"doc_module_name":10,"category_name":26,"show_sort_weight":27,"slug":28},15,"Posters",60,"posters",{"id":30,"doc_module":9,"doc_module_name":10,"category_name":31,"show_sort_weight":32,"slug":33},16,"Social Media",50,"social-media",{"id":35,"doc_module":9,"doc_module_name":10,"category_name":36,"show_sort_weight":37,"slug":38},17,"Forms",40,"forms",{"id":40,"doc_module":9,"doc_module_name":10,"category_name":41,"show_sort_weight":42,"slug":43},18,"Letters",30,"letters",{"id":45,"doc_module":9,"doc_module_name":10,"category_name":46,"show_sort_weight":47,"slug":48},21,"Paper Templates",5,"papers-templates",{"id":50,"doc_module":9,"doc_module_name":10,"category_name":51,"show_sort_weight":4,"slug":52},158,"General","general-158",{"code":4,"msg":54,"data":55},"ok",{"site_id":56,"language":57,"slug":58,"title":59,"keywords":60,"description":61,"schema_data":62,"social_meta":120,"head_meta":122,"extra_data":124,"updated_unix":126},105,"en","investment-plan-creation-review-meeting-process-workflow-library","Investment Plan Creation & Review Meeting Process - Workflow Library","","This workflow library document provides an onboarding-ready, systematic process for creating an initial investment plan and conducting an ongoing plan review meeting with clients. It explains how a documented workflow supports consistent task execution and similar client experiences across prospects and clients. The package also outlines customization considerations, integration with other workflows, and how to obtain additional help, supported by process diagrams, checklists, and referenced resources.",{"@graph":63,"@context":119},[64,80,102],{"@type":65,"itemListElement":66},"BreadcrumbList",[67,71,74,77],{"item":68,"name":69,"@type":70,"position":9},"https://docshare.wps.com","Home","ListItem",{"item":72,"name":10,"@type":70,"position":73},"https://docshare.wps.com/template/",2,{"item":75,"name":11,"@type":70,"position":76},"https://docshare.wps.com/template/presentations/",3,{"item":78,"name":59,"@type":70,"position":79},"https://docshare.wps.com/template/investment-plan-creation-review-meeting-process-workflow-library/243328/",4,{"url":78,"name":59,"@type":81,"image":82,"author":87,"headline":59,"publisher":90,"fileFormat":93,"inLanguage":57,"description":61,"dateModified":94,"datePublished":95,"encodingFormat":93,"isAccessibleForFree":96,"interactionStatistic":97},"DigitalDocument",{"url":83,"@type":84,"width":85,"height":86},"https://docshare.wps.com/thumbnails/investment-plan-creation-review-meeting-process-workflow-library/243328.png","ImageObject",442,249,{"name":88,"@type":89},"Maya Linwood","Person",{"url":68,"name":91,"@type":92},"DocShare","Organization","application/pdf","2026-10-18","2026-09-12",true,{"@type":98,"interactionType":99,"userInteractionCount":101},"InteractionCounter",{"@type":100},"ViewAction",10,{"@type":103,"mainEntity":104},"FAQPage",[105,111,115],{"name":106,"@type":107,"acceptedAnswer":108},"What is the purpose of the Investment Plan Creation and Review Meeting workflow?","Question",{"text":109,"@type":110},"It provides a foundational understanding of how to create an initial investment plan and conduct a plan review meeting with a client in a consistent, systematic way.","Answer",{"name":112,"@type":107,"acceptedAnswer":113},"How does having a documented workflow help advisors?",{"text":114,"@type":110},"A documented workflow helps organize client-interaction tasks so each event is repeated the same way and clients and prospects receive a similar customer experience.",{"name":116,"@type":107,"acceptedAnswer":117},"What topics are covered to support successful workflow implementation?",{"text":118,"@type":110},"The document covers best practices, customization guidance, integration with other workflows, additional help resources, and a process overview supported by diagrams and checklists.","https://schema.org",{"og:url":78,"og:type":121,"og:title":59,"og:site_name":91,"og:description":61},"article",{"robots":123,"canonical":78},"index,follow",{"doc_id":125,"site_id":56},243328,1791488554,{"code":4,"msg":5,"data":128},{"doc_id":125,"user_id":129,"nickname":88,"user_avatar":130,"doc_module":9,"category_id":8,"category_name":11,"doc_title":59,"doc_description":61,"doc_content":131,"file_id":132,"file_url":133,"file_type":134,"file_size":135,"view_count":101,"is_deleted":4,"is_public":9,"is_downloadable":9,"audit_status":9,"page_count":136,"language":137,"language_code":57,"site_id":56,"html_lang":57,"table_of_contents":138,"faqs":139,"seo_title":140,"seo_description":61,"update_tm":141,"read_time":142},962084928432,"https://ap-avatar.wpscdn.com/davatar_155a257f0dc6eb9ab79c44ca47cae57d","SCHWAB OPENVIEW  \nWORKFLOW LIBRARY ™  \nONBOARD CLIENT WORKFLOW SERIES: INVESTMENT PLAN CREATION & REVIEW MEETING  \nPROCESS  \nDocument ID: 012359  \nDocument Date: June 12, 2012  \nDocument Version: 12.06.A  \nDisclosures:  \nThe Schwab OpenView Workflow Library™ is a product of Schwab Intelligent Technologies ™ (“SIT”) made available exclusively to advisors that custody client assets with Schwab Advisor Services™ . Schwab Advisor Services includes the custody, trading and support services of Charles Schwab & Co. , Inc. (“CS&Co”), a registered broker-dealer and member SIPC. SIT provides technology solutions to independent investment advisors, while CS&Co provides them and their clients with custody, trading and related support services. SIT and CS&Co are separate companies affiliated as subsidiaries of The Charles Schwab Corporation, but their products and services are independent from each other.  \nSchwab Advisor Center® is a website of Schwab Advisor Services™, which includes the custody, trading and support services of Charles Schwab & Co. , Inc. (“CS&Co”), a registered broker-dealer and member SIPC. SIT and CS&Co are separate companies affiliated as subsidiaries of The Charles Schwab Corporation, but their products and services are independent from each other. Independent investment advisors are not owned by, affiliated with or supervised by CS&Co.  \nThis document and the workflows and other information contained in it are provided for general information purposes only and are not tailored to the particular circumstances of your firm and its practices and processes. You may need to tailor the workflows and related information to your circumstances. You, and not SIT or any of its affiliates, are solely responsible for your practices and processes. See the Schwab OpenView Workflow Library Terms of Use available on the SIT website for additional information.  \nFor institutional use only.  \nThis material is meant for educational purposes and is not meant to provide investment planning, legal, tax, regulatory compliance advice. Consult professionals in these fields to address your specific circumstance.  \nScreen shots are provided for illustrative purposes only and may be abridged.  \n© 2012 Schwab Intelligent Technologies. All rights reserved. (0612-3670)  \nTABLE OF CONTENTS  \nTIPSAND BEST PRACTICES FOR SUCCESSFUL IMPLEMENTATION OF WORKFLOWS ____________________________________ 1  \nREGARDING CUSTOMIZATION __________________________________________________________________________ 1  \nINTEGRATION WITH OTHER WORKFLOWS___________________________________________________________________ 1  \nGETTING ADDITIONAL HELP ____________________________________________________________________________ 1  \nUNDERSTANDING THE INVESTMENT PLAN CREATION AND REVIEW MEETING WORKFLOW ________________________________ 2  \nTHE ONBOARD CLIENT WORKFLOW SERIES _________________________________________________________________2  \nINVESTMENT PLAN CREATION AND REVIEW MEETING PROCESS OVERVIEW__________________________________________3  \nPROCESS DIAGRAM _________________________________________________________________________________3  \nHIGH-LEVEL PROCESS CHECKLIST _______________________________________________________________________ 7  \nADDITIONAL RESOURCES_____________________________________________________________________________9  \nBUILDING CLIENT RELATIONSHIPS ______________________________________________________________________ 10  \nBRINGING NEW CLIENTS ONBOARD AND SERVICING THEM ____________________________________________________ 11  \nINFORMATION CHECKLIST ____________________________________________________________________________ 12  \nIncome ________________________________________________________________________________________ 12  \nEarned Income _________________________________________________________________________________ 12  \nUnearned Income ________________________________________________________________________________ 12  \nCurrent Retirement Incom","cbCaijMIJvRHtLuo","https://ap.wps.com/l/cbCaijMIJvRHtLuo","pdf",800896,22,"English","# Tips and Best Practices for Successful Implementation of Workflows\n## Regarding Customization\n## Integration with Other Workflows\n## Getting Additional Help\n# Understanding the Investment Plan Creation and Review Meeting Workflow\n## The Onboard Client Workflow Series\n## Investment Plan Creation and Review Meeting Process Overview\n## Process Diagram\n## High-Level Process Checklist\n## Additional Resources\n# Building Client Relationships\n## Bringing New Clients Onboard and Servicing Them\n## Information Checklist","[{\"question\":\"What is the purpose of the Investment Plan Creation and Review Meeting workflow?\",\"answer\":\"It provides a foundational understanding of how to create an initial investment plan and conduct a plan review meeting with a client in a consistent, systematic way.\"},{\"question\":\"How does having a documented workflow help advisors?\",\"answer\":\"A documented workflow helps organize client-interaction tasks so each event is repeated the same way and clients and prospects receive a similar customer experience.\"},{\"question\":\"What topics are covered to support successful workflow implementation?\",\"answer\":\"The document covers best practices, customization guidance, integration with other workflows, additional help resources, and a process overview supported by diagrams and checklists.\"}]","Investment Plan Creation & Review Meeting Process - Workflow Library | PDF",1789202788,8]