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The form instructs the applicant to complete applicable sections, list ILAS names and the documents to be revised, and confirm that updates reflect specified changes under the ILAS Code. It also requires declarations on investor disclosures, consistency with constitutive and underlying fund documents, compliance with the ILAS Code and SFC Handbook overarching principles, and no unauthorized edits to the standard template.",{"@graph":63,"@context":119},[64,80,102],{"@type":65,"itemListElement":66},"BreadcrumbList",[67,71,74,77],{"item":68,"name":69,"@type":70,"position":9},"https://docshare.wps.com","Home","ListItem",{"item":72,"name":10,"@type":70,"position":73},"https://docshare.wps.com/template/",2,{"item":75,"name":36,"@type":70,"position":76},"https://docshare.wps.com/template/forms/",3,{"item":78,"name":59,"@type":70,"position":79},"https://docshare.wps.com/template/filing-form-for-revised-offering-documents-that-do-not-require-sfcs-prior-approval-for-ilas/175828/",4,{"url":78,"name":59,"@type":81,"image":82,"author":87,"headline":59,"publisher":90,"fileFormat":93,"inLanguage":57,"description":61,"dateModified":94,"datePublished":95,"encodingFormat":93,"isAccessibleForFree":96,"interactionStatistic":97},"DigitalDocument",{"url":83,"@type":84,"width":85,"height":86},"https://docshare.wps.com/thumbnails/filing-form-for-revised-offering-documents-that-do-not-require-sfcs-prior-approval-for-ilas/175828.png","ImageObject",442,249,{"name":88,"@type":89},"Maeve","Person",{"url":68,"name":91,"@type":92},"DocShare","Organization","application/vnd.openxmlformats-officedocument.wordprocessingml.document","2026-10-25","2026-09-02",true,{"@type":98,"interactionType":99,"userInteractionCount":101},"InteractionCounter",{"@type":100},"ViewAction",9,{"@type":103,"mainEntity":104},"FAQPage",[105,111,115],{"name":106,"@type":107,"acceptedAnswer":108},"Who can use this filing form and what is it for?","Question",{"text":109,"@type":110},"The issuer/applicant uses it to file revised offering documents for ILAS to the Commission. It applies when the revisions do not require SFC’s prior approval, as defined by the ILAS Code.","Answer",{"name":112,"@type":107,"acceptedAnswer":113},"What information must be provided in the ILAS and document lists?",{"text":114,"@type":110},"The form requires the ILAS scheme names and the offering document components for each scheme. It also asks for the specific document(s) to be revised, including any addendum(s).",{"name":116,"@type":107,"acceptedAnswer":117},"What confirmations must the applicant make before submission?",{"text":118,"@type":110},"The applicant confirms the revisions reflect permitted changes under the ILAS Code, that investor and underlying fund disclosures are consistent, that the revised content matches other parts of the offering documents and the constitutive documents, and that the ILAS Code and SFC Handbook overarching principles are complied 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______________________________________________________\nThe issuer/applicant is reminded to use/fill in this Filing Form for the purpose of filing for revised offering documents that reflect changes which do not fall within 7.1 of the ILAS Code.\nThe issuer/applicant is reminded to tick ALL boxes that are applicable in this Filing Form.\nTo:\tInvestment Products Division\nSecurities and Futures Commission\nAttention: [name of officer (if applicable)]\nDear Sirs,\nWe \t\t\t\t\t\t\t\t (acting on the instructions of \t\t\t\t\t\t\t\t\t\t\t\t [state the name of applicant] (please delete if the applicant is making this filing directly)) hereby file to the Commission the revised offering documents of the scheme(s) as referred in paragraph 2 below.\nThe revised offering document(s) is/are related to the following Investment-Linked Assurance Scheme(s) (“ILAS”) authorized by the Commission:-\nName of the ILAS\n1. \t___________________________________\n2. \t___________________________________\n3. \t___________________________________\n4.\t___________________________________\n5.\t___________________________________\n(Please use separate sheet(s), if necessary)\nThe offering documents of each of the scheme(s) as referred in paragraph 2 above comprise the following:-\n1. \t___________________________________\n2. \t___________________________________\n3. \t___________________________________\n4.\t___________________________________\n5.\t___________________________________\n(Please use separate sheet(s), if necessary)\nDocument(s) to be revised (including revisions by way of addendum/addenda to existing document(s))\n1. \t___________________________________\n2. \t___________________________________\n3. \t___________________________________\n4.\t___________________________________\n5.\t___________________________________\n(Please use separate sheet(s), if necessary)\nWe confirm that:\n(a)\tthe revised offering documents of the scheme(s) as referred in paragraph 2 above has/have been updated to incorporate or reflect the following matters:\n□\t(i) change(s) falling within 7.3 of the ILAS Code previously filed to the Commission\n□\tchange(s) to constitutive documents that have been certified by the authorized insurer as provided under 7.4 of the ILAS Code or change(s) which do not require prior approval from the Commission\n(Please use separate sheet(s), if necessary)\n□ \tUF-driven changes (as defined in the ILAS Code) previously filed to the Commission\n(Please use separate sheet(s), if necessary)\n□\tother change(s) falling within 7.3 of the ILAS Code\n(Please use separate sheet(s), if necessary)\n□ \t(ii) merger, termination and/or withdrawal of authorization of investment option(s)\n(Please use separate sheet(s), if necessary)\n(b)\t□ other than the investment options linked to pools of assets internally managed\nby ________________ [state the name of applicant] on a discretionary basis (if any), all investment options available under the scheme(s) are linked to a class (or classes) of the corresponding underlying funds that are offered to the public investors in Hong Kong;\n□ disclosures have been made in the offering documents of the scheme(s) \u000balerting investors that certain investment option(s) available under the scheme(s) may not link to a class (or classes) of the corresponding underlying funds that are offered to the public investors in Hong Kong;\n(c)\tthe disclosures in the offering documents of the scheme(s) as referred in paragraph 2 above in respect of the underlying fund(s) corresponding to each of the investment option(s) are consistent with the disclosures in the offering documents of the respective underlying fund(s);\n(d)\tthe content of the revised document(s) as referred in paragraph 4 above is consistent with other parts of the offering documents of the respective scheme(s);\n(e)\tthe content and format of the revised offering documents of the scheme(s) as referred in paragraph ","cbCaij4Le4rIdp4G","https://ap.wps.com/l/cbCaij4Le4rIdp4G","docx",106624,"English","# Submission to SFC\n## ILAS scheme list\n## Offering documents to be revised\n# Declarations and confirmations\n## Changes under the ILAS Code\n## Investment option and disclosure consistency\n## Compliance with ILAS Code and SFC Handbook\n## Standard template unchanged requirement\n# Legal counsel and sign-off\n## Law firm contact details\n## Applicant confirmation and date","[{\"question\":\"Who can use this filing form and what is it for?\",\"answer\":\"The issuer/applicant uses it to file revised offering documents for ILAS to the Commission. It applies when the revisions do not require SFC’s prior approval, as defined by the ILAS Code.\"},{\"question\":\"What information must be provided in the ILAS and document lists?\",\"answer\":\"The form requires the ILAS scheme names and the offering document components for each scheme. It also asks for the specific document(s) to be revised, including any addendum(s).\"},{\"question\":\"What confirmations must the applicant make before submission?\",\"answer\":\"The applicant confirms the revisions reflect permitted changes under the ILAS Code, that investor and underlying fund disclosures are consistent, that the revised content matches other parts of the offering documents and the constitutive documents, and that the ILAS Code and SFC Handbook overarching principles are complied with.\"}]","Filing Form for Revised Offering Documents That Do Not Require SFC’s Prior Approval for ILAS | DOCX",1788321961]