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research carried out prior to a financial transaction to assess commercial and legal risks, as well as opportunities. The findings of the investigation and analysis are summarized in a report which is known as the Due Diligence Report. This report is sent as an internal document to member of the executive team who are evaluating the transaction and is a requirement for closing the deal. The Due Diligence Report focuses on corporate structure, company’s financial data, information about business operations and sales and marketing [analysis. it](analysis. it) also includes data about management staff, risks, legal issues, etc. Additional categories should be added as necessary depending of the nature of the due diligence in question.  \nDUE DILIGENCE REPORT Index of Contents  \n1. Management Summary  \n2. Corporate structure and Ownership  \n3. Financial  \n4. Business Plan  \n5. Sales and Marketing  \n6. Assets  \n7. Management and Staff  \n8. Operations  \n9. Legal  \n10. Risks  \n11. Other Observations  \n12. Recommendations  \n1. MANAGEMENT SUMMARY  \nInclude key findings of Due Diligence investigation.  \n2. CORPORATE STRUCTURE AND OWNERSHIP  \nObjectives: Identify if there are any issues with the ownership structure that may cause us difficulties/conflicts of interest in the future, or be prejudicial to our shareholder interest.  \n􀁸 What Corporate Structure is used  \n􀁸 Who are the shareholders  \n􀁸 List by shareholding  \n􀁸 Identify who are:  \n􀀹 Full time active in the company  \n􀀹 Non full-time but active investors  \n􀀹 Passive Shareholders  \n􀀹 Corporate Shareholders  \nIdentify shareholder objectives for all major shareholders. If Corporate shareholders exist, what is objective of shareholding.  \nDepending on split may be necessary to speak with all principal shareholders.  \nIdentify any possible conflicts or difficulties with different shareholder interests. Are there any subsidiaries?  \nIf these exist, how are they managed?  \nDocuments to be provided  \n􀁸 Articles of Association and Memorandum, together with a copy of the company’s latest annual return to Company’s House. Copies of all shareholder agreements still in force.  \n􀁸 Current share register and details of different classes and rights, if applicable.  \n􀁸 Copies of all shareholder agreements still in force.  \n􀁸 List of proposed new investors with likely amounts to be invested and any  \nconditions applicable.  \n􀁸 Details of all outstanding share options, warrants, conversion rights or other agreements that may result in further shares being issued.  \n􀁸 List of any subsidiaries with percentage owned, purpose of company, name of director(s), and latest sales turnover, net profit and balance sheet.  \n3. FINANCIAL  \nObjective: Ensure we have a true and accurate picture of the financial state of the company, and realistic projections going forward  \n􀁸 Examine the accounts that exist. Are there any previously documented business plans with which to compare them? If not, why not?  \n􀁸 What are the key revenue items for the business? How reliable are they going forward?  \n􀁸 What are the key costs of the business? How are these likely to evolve over the next 3 years?  \n􀁸 How might they be reduced if circumstances required it?  \n􀁸 What are the assets on the balance sheet? If there are any unusual items, how is the value arrived at?  \n􀁸 Look at the debtors register. Is this company having difficulty getting aid? if so, why? Has the company filed all necessary tax returns (TVA/VAT, Profit related Tax etc) .  \n􀁸 Is the company benefiting from any government grants/loans etc., and if so on what terms  \nDocuments to be provided  \n􀁸 Copies of the last three audited (or provisional) annual accounts.  \n􀁸 Sales and estimated net profits during the current financial year to date and an ","cbCais9pjUzUHyc3","https://ap.wps.com/l/cbCais9pjUzUHyc3","pdf",808226,"English","# Management Summary\n## Corporate structure and Ownership\n## Financial\n## Business Plan\n## Sales and Marketing\n## Assets\n## Management and Staff\n## Operations\n## Legal\n## Risks\n## Other Observations\n## Recommendations","[{\"question\":\"What is the purpose of a Due Diligence Report in transactions like M\\u0026A or investments?\",\"answer\":\"It compiles investigation and analysis from prior research to assess commercial and legal risks while identifying opportunities for the transaction.\"},{\"question\":\"Which topics are covered in the Due Diligence Report index of contents?\",\"answer\":\"It covers management summary, corporate structure and ownership, financials, business plan, sales and marketing, assets, management and staff, operations, legal, risks, other observations, and recommendations.\"},{\"question\":\"What documents and information are requested under corporate structure and ownership?\",\"answer\":\"It requests items such as articles of association and memorandums, latest annual return, active shareholder agreements, current share register details, proposed new investors, outstanding share options/warrants/conversion rights, and information on any subsidiaries.\"}]","Due Diligence Report Format and Sample | PDF",1789557151]