[{"data":1,"prerenderedAt":-1},["ShallowReactive",2],{"detail-sidebar-cat-1-en-105":3,"doc-seo-162569-105":53,"doc-detail-162569-en":126},{"code":4,"msg":5,"data":6},0,"success",[7,14,19,24,29,34,39,44,49],{"id":8,"doc_module":9,"doc_module_name":10,"category_name":11,"show_sort_weight":12,"slug":13},11,1,"Template","Presentations",90,"presentations",{"id":15,"doc_module":9,"doc_module_name":10,"category_name":16,"show_sort_weight":17,"slug":18},12,"Resumes",80,"resumes",{"id":20,"doc_module":9,"doc_module_name":10,"category_name":21,"show_sort_weight":22,"slug":23},14,"Invoices",70,"invoices",{"id":25,"doc_module":9,"doc_module_name":10,"category_name":26,"show_sort_weight":27,"slug":28},15,"Posters",60,"posters",{"id":30,"doc_module":9,"doc_module_name":10,"category_name":31,"show_sort_weight":32,"slug":33},16,"Social Media",50,"social-media",{"id":35,"doc_module":9,"doc_module_name":10,"category_name":36,"show_sort_weight":37,"slug":38},17,"Forms",40,"forms",{"id":40,"doc_module":9,"doc_module_name":10,"category_name":41,"show_sort_weight":42,"slug":43},18,"Letters",30,"letters",{"id":45,"doc_module":9,"doc_module_name":10,"category_name":46,"show_sort_weight":47,"slug":48},21,"Paper Templates",5,"papers-templates",{"id":50,"doc_module":9,"doc_module_name":10,"category_name":51,"show_sort_weight":4,"slug":52},158,"General","general-158",{"code":4,"msg":54,"data":55},"ok",{"site_id":56,"language":57,"slug":58,"title":59,"keywords":60,"description":61,"schema_data":62,"social_meta":119,"head_meta":121,"extra_data":123,"updated_unix":125},105,"en","common-equity-tier-1-compliance-template","Common Equity Tier 1 compliance template","","This document serves as a comprehensive template for ensuring compliance with Common Equity Tier 1 (CET1) capital requirements. It mandates the completion of all sections with detailed information and supporting references for processing by the PRA. The template is divided into two main sections: Section 1 focuses on the features of the issuer's capital structure, while Section 2 addresses the CRR eligibility requirements for Common Equity Tier 1 capital. Crucially, it requires a separate, well-reasoned independent legal opinion from a qualified individual, confirming that the capital instrument meets the stipulated conditions for CET1 qualification under the Own Funds (CRR) Part of the PRA Rulebook and any successor regulations, as per 7A.2(3) of the Definition of Capital. The PRA emphasizes that the supervising Senior Management Function (SMF) holds responsibility for the overall quality of the capital structure and accountability for the notifications submitted under Definition of Capital 7A to 7D, with the understanding that signing authority can be delegated. Additionally, users are advised to consider other relevant PRA rules and supervisory expectations outlined in Supervisory Statement (SS) 7/13 to ensure full adherence.",{"@graph":63,"@context":118},[64,80,101],{"@type":65,"itemListElement":66},"BreadcrumbList",[67,71,74,77],{"item":68,"name":69,"@type":70,"position":9},"https://docshare.wps.com","Home","ListItem",{"item":72,"name":10,"@type":70,"position":73},"https://docshare.wps.com/template/",2,{"item":75,"name":36,"@type":70,"position":76},"https://docshare.wps.com/template/forms/",3,{"item":78,"name":59,"@type":70,"position":79},"https://docshare.wps.com/template/common-equity-tier-1-compliance-template/162569/",4,{"url":78,"name":59,"@type":81,"image":82,"author":87,"headline":59,"publisher":90,"fileFormat":93,"inLanguage":57,"description":61,"dateModified":94,"datePublished":95,"encodingFormat":93,"isAccessibleForFree":96,"interactionStatistic":97},"DigitalDocument",{"url":83,"@type":84,"width":85,"height":86},"https://docshare.wps.com/thumbnails/common-equity-tier-1-compliance-template/162569.png","ImageObject",442,249,{"name":88,"@type":89},"Caleb Sterling","Person",{"url":68,"name":91,"@type":92},"DocShare","Organization","application/vnd.openxmlformats-officedocument.wordprocessingml.document","2026-09-23","2026-08-30",true,{"@type":98,"interactionType":99,"userInteractionCount":76},"InteractionCounter",{"@type":100},"ViewAction",{"@type":102,"mainEntity":103},"FAQPage",[104,110,114],{"name":105,"@type":106,"acceptedAnswer":107},"What is the primary purpose of this Common Equity Tier 1 compliance template?","Question",{"text":108,"@type":109},"The template's primary purpose is to ensure that institutions provide sufficient details and references to the PRA for compliance with Common Equity Tier 1 capital requirements.","Answer",{"name":111,"@type":106,"acceptedAnswer":112},"What documentation is required in addition to completing the template sections?",{"text":113,"@type":109},"A properly reasoned independent legal opinion from a qualified individual is required, confirming the capital instrument's compliance with CET1 conditions under the PRA Rulebook.",{"name":115,"@type":106,"acceptedAnswer":116},"Who is responsible for the quality of the capital structure and notifications to the PRA?",{"text":117,"@type":109},"The relevant Senior Management Function (SMF) is expected to take responsibility for the overall quality of the capital structure and accountability for the notifications submitted.","https://schema.org",{"og:url":78,"og:type":120,"og:title":59,"og:site_name":91,"og:description":61},"article",{"robots":122,"canonical":78},"index,follow",{"doc_id":124,"site_id":56},162569,1788126730,{"code":4,"msg":5,"data":127},{"doc_id":124,"user_id":128,"nickname":88,"user_avatar":129,"doc_module":9,"category_id":35,"category_name":36,"doc_title":59,"doc_description":61,"doc_content":130,"file_id":131,"file_url":132,"file_type":133,"file_size":134,"view_count":76,"is_deleted":4,"is_public":9,"is_downloadable":9,"audit_status":9,"page_count":76,"language":135,"language_code":57,"site_id":56,"html_lang":57,"table_of_contents":136,"faqs":137,"seo_title":138,"seo_description":61,"update_tm":125,"read_time":9},962084925290,"https://ap-avatar.wpscdn.com/davatar_085a072bc5b1113ac321206ff7593b45","Common Equity Tier 1 compliance template\nComplete all sections of this template, providing sufficient details and references to support your answers. An incomplete template or insufficient information provided would not constitute a complete notification and will not be processed by the PRA.\nSection 1: features of the issuer’s capital structure\nSection 2: CRR eligibility requirements for Common Equity Tier 1 capital\nPlease provide separately a properly reasoned independent legal opinion from an appropriately qualified individual confirming that the capital instrument meets the conditions for qualification as CET1 under the Own Funds (CRR) Part of the PRA Rulebook and any successor requirements, in accordance with 7A.2(3) of Definition of Capital. The PRA expects the relevant Senior Management Function (SMF) to take responsibility for ensuring the quality of the capital structure overall. This includes being accountable for the quality of notifications to the PRA under Definition of Capital 7A to 7D, acknowledging that the act of signing and submitting any notification form may be delegated.\nPlease have regard to any other relevant PRA’s rules and supervisory expectations in Supervisory Statement (SS) 7/13.","cbCaieQq3wCNPJZi","https://ap.wps.com/l/cbCaieQq3wCNPJZi","docx",40583,"English","# Section 1: features of the issuer’s capital structure\n# Section 2: CRR eligibility requirements for Common Equity Tier 1 capital","[{\"question\":\"What is the primary purpose of this Common Equity Tier 1 compliance template?\",\"answer\":\"The template's primary purpose is to ensure that institutions provide sufficient details and references to the PRA for compliance with Common Equity Tier 1 capital requirements.\"},{\"question\":\"What documentation is required in addition to completing the template sections?\",\"answer\":\"A properly reasoned independent legal opinion from a qualified individual is required, confirming the capital instrument's compliance with CET1 conditions under the PRA Rulebook.\"},{\"question\":\"Who is responsible for the quality of the capital structure and notifications to the PRA?\",\"answer\":\"The relevant Senior Management Function (SMF) is expected to take responsibility for the overall quality of the capital structure and accountability for the notifications submitted.\"}]","Common Equity Tier 1 compliance template | DOCX"]