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It also specifies that all documents must be duly certified and provides examples of enhanced due diligence items for high-risk customers, including bank references, source of funds and wealth evidence, recent bank statements, criminal and internet checks, legal opinions, and audited financial statements.",{"@graph":14,"@context":72},[15,34,55],{"@type":16,"itemListElement":17},"BreadcrumbList",[18,23,27,31],{"item":19,"name":20,"@type":21,"position":22},"https://docshare.wps.com","Home","ListItem",1,{"item":24,"name":25,"@type":21,"position":26},"https://docshare.wps.com/template/","Template",2,{"item":28,"name":29,"@type":21,"position":30},"https://docshare.wps.com/template/general/","General",3,{"item":32,"name":10,"@type":21,"position":33},"https://docshare.wps.com/template/cdd-guide-simplified-2024/283608/",4,{"url":32,"name":10,"@type":35,"image":36,"author":41,"headline":10,"publisher":44,"fileFormat":47,"inLanguage":8,"description":12,"dateModified":48,"datePublished":49,"encodingFormat":47,"isAccessibleForFree":50,"interactionStatistic":51},"DigitalDocument",{"url":37,"@type":38,"width":39,"height":40},"https://docshare.wps.com/thumbnails/cdd-guide-simplified-2024/283608.png","ImageObject",442,249,{"name":42,"@type":43},"Mimi","Person",{"url":19,"name":45,"@type":46},"DocShare","Organization","application/pdf","2026-09-21","2026-09-17",true,{"@type":52,"interactionType":53,"userInteractionCount":26},"InteractionCounter",{"@type":54},"ViewAction",{"@type":56,"mainEntity":57},"FAQPage",[58,64,68],{"name":59,"@type":60,"acceptedAnswer":61},"What documents are required for simplified due diligence for individuals?","Question",{"text":62,"@type":63},"Individuals need a passport or identity card and a utility bill not more than 3 months old.","Answer",{"name":65,"@type":60,"acceptedAnswer":66},"What documents are required for a company under List B?",{"text":67,"@type":63},"Companies must provide a certificate of incorporation, registered office and principal place of business details, a certificate of good standing or registry extract, a certificate of incumbency, documents of directors/shareholders/UBOs, and corporate structure information.",{"name":69,"@type":60,"acceptedAnswer":70},"Which additional items are examples of enhanced due diligence for high-risk customers?",{"text":71,"@type":63},"Examples include bank reference; evidence of source of funds and source of wealth; bank statements for the last 6 months; criminal records and internet checks; permits/licences/ID; legal opinions; professional references; and for corporate cases, certificates of good standing and copy of the latest audited financial statements plus related UBO source and banking references and checks.","https://schema.org",{"og:url":32,"og:type":74,"og:title":10,"og:site_name":45,"og:description":12},"article",{"robots":76,"canonical":32},"index,follow",{"doc_id":78,"site_id":7},283608,1790025043,{"code":4,"msg":81,"data":82},"success",[83,88,93,98,103,108,113,118,123],{"id":84,"doc_module":22,"doc_module_name":25,"category_name":85,"show_sort_weight":86,"slug":87},11,"Presentations",90,"presentations",{"id":89,"doc_module":22,"doc_module_name":25,"category_name":90,"show_sort_weight":91,"slug":92},12,"Resumes",80,"resumes",{"id":94,"doc_module":22,"doc_module_name":25,"category_name":95,"show_sort_weight":96,"slug":97},14,"Invoices",70,"invoices",{"id":99,"doc_module":22,"doc_module_name":25,"category_name":100,"show_sort_weight":101,"slug":102},15,"Posters",60,"posters",{"id":104,"doc_module":22,"doc_module_name":25,"category_name":105,"show_sort_weight":106,"slug":107},16,"Social Media",50,"social-media",{"id":109,"doc_module":22,"doc_module_name":25,"category_name":110,"show_sort_weight":111,"slug":112},17,"Forms",40,"forms",{"id":114,"doc_module":22,"doc_module_name":25,"category_name":115,"show_sort_weight":116,"slug":117},18,"Letters",30,"letters",{"id":119,"doc_module":22,"doc_module_name":25,"category_name":120,"show_sort_weight":121,"slug":122},21,"Paper Templates",5,"papers-templates",{"id":124,"doc_module":22,"doc_module_name":25,"category_name":29,"show_sort_weight":4,"slug":125},158,"general-158",{"code":4,"msg":81,"data":127},{"doc_id":78,"user_id":128,"nickname":42,"user_avatar":129,"doc_module":22,"category_id":124,"category_name":29,"doc_title":10,"doc_description":12,"doc_content":130,"file_id":131,"file_url":132,"file_type":133,"file_size":134,"view_count":26,"is_deleted":4,"is_public":22,"is_downloadable":22,"audit_status":22,"page_count":22,"language":135,"language_code":8,"site_id":7,"html_lang":8,"table_of_contents":136,"faqs":137,"seo_title":138,"seo_description":12,"update_tm":139,"read_time":4},2336477974920,"https://ap-avatar.wpscdn.com/davatar_155a257f0dc6eb9ab79c44ca47cae57d","List A Individual  \n\n| a. Simplified Due Diligence ✓ Passport or identity card\u003Cbr>✓ Utility bill – not more than 3 months old |  |\n| --- | --- |\n| a. Standard Due Diligence | ✓ Passport or identity card\u003Cbr>✓ Utility bill – not more than 3 months old\u003Cbr>✓ Curriculum Vitae / profile |\n| a. Enhanced Due Diligence | ✓ Passport or identity card\u003Cbr>✓ Utility bill – not more than 3 months old\u003Cbr>✓ Curriculum Vitae / profile\u003Cbr>✓ Bank Reference or Professional Reference not more than 6 months old or legal opinion or Police Clearance Certificate… |\n\nList B Company  \n\n| Documents required |\n| --- |\n| ✓ Certificate of Incorporation\u003Cbr>✓ Details of the registered office address and principal place of business;\u003Cbr>✓ Certificate of Good Standing or Company registry Extract\u003Cbr>✓ Certificate of Incumbency (template enclosed)\u003Cbr>✓ Documents of Directors/shareholders/Ultimate beneficial owners\u003Cbr>✓ Corporate Structure |\n\n**All documents should be duly certified.  \nExamples for Enhanced Due Diligence Documents for  \nHigh Risk Customers  \n\n| Individual | 1. Bank reference |\n| --- | --- |\n|  | 2. Evidence of source of funds and source of wealth |\n|  | 3. Bank statements for last 6 months |\n|  | 4. Criminal records checks and internet checks |\n|  | 5. Permits/Licences/ID |\n|  | 6. Legal Opinion |\n|  | 7. Professional references |\n| Corporate | 8. Certificate of Good Standing |\n|  | 9. Copy of latest audited financial statements |\n|  | 10. Evidence of source of funds and source of wealth of UBO |\n|  | 11. Bank reference on UBO |\n|  | 12. Criminal records checks and internet checks |","cbCairI2zN3q4icH","https://ap.wps.com/l/cbCairI2zN3q4icH","pdf",179287,"English","# List A Individual\n## Simplified Due Diligence\n## Standard Due Diligence\n## Enhanced Due Diligence\n# List B Company\n## Documents required\n# Enhanced Due Diligence examples for High Risk Customers\n## Individual\n## Corporate","[{\"question\":\"What documents are required for simplified due diligence for individuals?\",\"answer\":\"Individuals need a passport or identity card and a utility bill not more than 3 months old.\"},{\"question\":\"What documents are required for a company under List B?\",\"answer\":\"Companies must provide a certificate of incorporation, registered office and principal place of business details, a certificate of good standing or registry extract, a certificate of incumbency, documents of directors/shareholders/UBOs, and corporate structure information.\"},{\"question\":\"Which additional items are examples of enhanced due diligence for high-risk customers?\",\"answer\":\"Examples include bank reference; evidence of source of funds and source of wealth; bank statements for the last 6 months; criminal records and internet checks; permits/licences/ID; legal opinions; professional references; and for corporate cases, certificates of good standing and copy of the latest audited financial statements plus related UBO source and banking references and checks.\"}]","CDD Guide - Simplified 2024 | PDF",1789614170]