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The agent’s authority is granted through this process.","Answer",{"name":66,"@type":61,"acceptedAnswer":67},"What is the difference between Limited Trading Authority and Full Trading Authority?",{"text":68,"@type":64},"Limited Trading Authority allows the authorized person to check account information and place trades on behalf of the account owner. Full Trading Authority allows broader authority, with additional signature guarantee requirements for full authority.",{"name":70,"@type":61,"acceptedAnswer":71},"What signature guarantee is required for Full Trading Authority?",{"text":72,"@type":64},"A Medallion Signature Guarantee helps guard against fraud and is required for all account owner signatures when requesting Full Trading Authority. 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With Qualified Retirement Plans, the Plan Administrator and Plan Trustees can have Full Trading Authority, although Plan participants on FBO accounts may have limited trading authority with this form. Other individuals may have trading authority with approval by the Plan Trustee.\u003Cbr>All account owners must sign section 5.\u003Cbr>If requesting Full Trading Authority, all account owner signatures must have a signature guarantee. |  | The authorized agent must complete and sign section 6. Any authorized agent indicating a securities industry affiliation must also attach a valid “407 letter” from his / her affiliated employer.\u003Cbr>Restrictions:\u003Cbr>• The following accounts can only have limited trading authority:\u003Cbr>o Qualified Retirement Plans\u003Cbr>o Custodial (UGMA / UTMA)\u003Cbr>o Estate\u003Cbr>o Conservator |  |\n| --- | --- | --- | --- |\n| FREQUENTLY ASKED QUESTIONS |  |  |  |\n| What is an authorized agent? | an authorized person to move money out of |  | mailing in a signed letter of instruction of to |\n| “Authorized agent” is the term for an | the account. |  | remove a currently authorized person. |\n| individual who has been granted trading |  |  |  |\n| authority but is not an owner of the account. | What happens if I request a Full Trading |  | What is a Medallion Signature |\n| An authorized agent must be an individual. | Authority on an account that can only |  | Guarantee? |\n| He or she does not have to be a financial | have Limited Trading Authority? |  | A Medallion Signature Guarantee helps |\n| professional. | The authorized agent will automatically receive Limited Authority. |  | guard against fraud. Most banks, brokers, and financial institutions with which you are |\n| What is the difference between Limited |  |  | affiliated should be able to provide one. A |\n| Trading Authority and Full Trading | What if I want to remove an authorized |  | signature guarantee is not the same as a |\n| Authority? | agent? |  | notary seal. Notarized forms will not be |\n| Limited Trading Authority will allow an | An account owner may remove an |  | accepted. Note that you only need a |\n| authorized person to check account | authorized agent at any time by calling |  | signature guarantee of all owners if you are |\n| information and place trades on behalf of the account owner. Full authority will allow | Client Services, using this form, or by |  | requesting Full Trading Authority |\n| HOW TO COMPLETE THIS FORM\u003Cbr>Section 1: Account Number(s) . Indicate which, if not all, account numbers your Authorized Agent will be able to access.\u003Cbr>Section 2: Level of Authority. Indicate which of the two levels of authority you would like to authorize by checking one box.\u003Cbr>Section 3: Duplicate Statements. Select which duplicate statements you want to send to your authorized agent.\u003Cbr>Section 4: Remove Authority. If you currently have an authorized person that you would like to remove, write their name in this section.\u003Cbr>Section 5: Required Signatures. All account owners MUST sign. If owners are granting Full Trading Authority to an authorized agent, all owners’signatures must be Medallion Signature Guaranteed.\u003Cbr>Section 6: Authorized Agent Information. Personal information of your authorized agent belongs in this section. |  |  |  |\n\nHOW TO CONTACT US  \nBy phone: (800)442-4358 In writing: Dunham & Associates  \nAttn: Client Services  \nPO BOX 910309  \nSan Diego, CA 92191  \nDunham & Associates (“Dunham”) is the ma","cbCailREE0VjY9Xo","https://ap.wps.com/l/cbCailREE0VjY9Xo","pdf",343421,"English","# Instructions Authorized Trading Access\n## Before You Begin\n## How to Complete This Form\n## Frequently Asked Questions\n## How to Contact Us\n## Terms and Conditions","[{\"question\":\"What is an authorized agent under this form?\",\"answer\":\"An authorized agent is an authorized person who can move money out of the account, but is not an account owner. The agent’s authority is granted through this process.\"},{\"question\":\"What is the difference between Limited Trading Authority and Full Trading Authority?\",\"answer\":\"Limited Trading Authority allows the authorized person to check account information and place trades on behalf of the account owner. Full Trading Authority allows broader authority, with additional signature guarantee requirements for full authority.\"},{\"question\":\"What signature guarantee is required for Full Trading Authority?\",\"answer\":\"A Medallion Signature Guarantee helps guard against fraud and is required for all account owner signatures when requesting Full Trading Authority. Notarized forms are not accepted for this purpose.\"}]","Authorized Trading Access - Instructions and Form Sections 1-6 | PDF",1789508486]