[{"data":1,"prerenderedAt":-1},["ShallowReactive",2],{"detail-sidebar-cat-0-en-105":3,"doc-seo-390600-105":59,"doc-detail-390600-en":130},{"code":4,"msg":5,"data":6},0,"success",[7,13,18,23,28,33,38,43,48,51,55],{"id":8,"doc_module":4,"doc_module_name":9,"category_name":10,"show_sort_weight":11,"slug":12},1,"Document","Story & Novel",90,"story-novel",{"id":14,"doc_module":4,"doc_module_name":9,"category_name":15,"show_sort_weight":16,"slug":17},2,"Literature",80,"literature",{"id":19,"doc_module":4,"doc_module_name":9,"category_name":20,"show_sort_weight":21,"slug":22},4,"Exam",70,"exam",{"id":24,"doc_module":4,"doc_module_name":9,"category_name":25,"show_sort_weight":26,"slug":27},5,"Comic",60,"comic",{"id":29,"doc_module":4,"doc_module_name":9,"category_name":30,"show_sort_weight":31,"slug":32},6,"Technology",50,"technology",{"id":34,"doc_module":4,"doc_module_name":9,"category_name":35,"show_sort_weight":36,"slug":37},7,"Healthcare",40,"healthcare",{"id":39,"doc_module":4,"doc_module_name":9,"category_name":40,"show_sort_weight":41,"slug":42},8,"Research & Report",30,"research-report",{"id":44,"doc_module":4,"doc_module_name":9,"category_name":45,"show_sort_weight":46,"slug":47},9,"Religion & Spirituality",20,"religion-spirituality",{"id":46,"doc_module":4,"doc_module_name":9,"category_name":49,"show_sort_weight":46,"slug":50},"World Cup","world-cup",{"id":52,"doc_module":4,"doc_module_name":9,"category_name":53,"show_sort_weight":52,"slug":54},10,"Lifestyle","lifestyle",{"id":56,"doc_module":4,"doc_module_name":9,"category_name":57,"show_sort_weight":24,"slug":58},19,"General","general",{"code":4,"msg":60,"data":61},"ok",{"site_id":62,"language":63,"slug":64,"title":65,"keywords":66,"description":67,"schema_data":68,"social_meta":123,"head_meta":125,"extra_data":127,"updated_unix":129},105,"en","series-license-exam-discussion","Series License Exam - Discussion","","Series licensing guidance covering FINRA-administered exams for selling and advising securities, including Series 7, Series 63, Series 24 (General Securities Principal), and Series 65. It explains sponsorship and employment prerequisites, test structure and duration, question counts, and passing score thresholds. It also highlights continuing education requirements mandated by FINRA and describes how exam completion authorizes specific business transactions or advisory roles in the applicable state.",{"@graph":69,"@context":122},[70,84,105],{"@type":71,"itemListElement":72},"BreadcrumbList",[73,77,79,82],{"item":74,"name":75,"@type":76,"position":8},"https://docshare.wps.com","Home","ListItem",{"item":78,"name":9,"@type":76,"position":14},"https://docshare.wps.com/document/",{"item":80,"name":20,"@type":76,"position":81},"https://docshare.wps.com/document/exam/",3,{"item":83,"name":65,"@type":76,"position":19},"https://docshare.wps.com/document/series-license-exam-discussion/390600/",{"url":83,"name":65,"@type":85,"image":86,"author":91,"headline":65,"publisher":94,"fileFormat":97,"inLanguage":63,"description":67,"dateModified":98,"datePublished":99,"encodingFormat":97,"isAccessibleForFree":100,"interactionStatistic":101},"DigitalDocument",{"url":87,"@type":88,"width":89,"height":90},"https://docshare.wps.com/thumbnails/series-license-exam-discussion/390600.png","ImageObject",300,407,{"name":92,"@type":93},"Connor ","Person",{"url":74,"name":95,"@type":96},"DocShare","Organization","application/pdf","2026-10-29","2026-09-25",true,{"@type":102,"interactionType":103,"userInteractionCount":52},"InteractionCounter",{"@type":104},"ViewAction",{"@type":106,"mainEntity":107},"FAQPage",[108,114,118],{"name":109,"@type":110,"acceptedAnswer":111},"What are the main eligibility requirements for taking the Series 7 exam?","Question",{"text":112,"@type":113},"You must be sponsored by a FINRA member firm and have been employed by that firm for at least four months.","Answer",{"name":115,"@type":110,"acceptedAnswer":116},"How is the Series 7 exam structured, and what score is required to pass?",{"text":117,"@type":113},"The six-hour test includes 250 multiple-choice questions split into two three-hour segments of 125 questions each. A score of 72% is passing.",{"name":119,"@type":110,"acceptedAnswer":120},"Does the Series 65 exam require sponsorship, and what is the passing threshold?",{"text":121,"@type":113},"No sponsorship is required. The exam has 130 multiple-choice questions with a 3-hour limit, and passing requires at least 94 correct answers.","https://schema.org",{"og:url":83,"og:type":124,"og:title":65,"og:site_name":95,"og:description":67},"article",{"robots":126,"canonical":83},"index,follow",{"doc_id":128,"site_id":62},390600,1790648540,{"code":4,"msg":5,"data":131},{"doc_id":128,"user_id":132,"nickname":92,"user_avatar":133,"doc_module":4,"category_id":19,"category_name":20,"doc_title":65,"doc_description":67,"doc_content":134,"file_id":135,"file_url":136,"file_type":137,"file_size":138,"view_count":52,"is_deleted":4,"is_public":8,"is_downloadable":8,"audit_status":8,"page_count":8,"language":139,"language_code":63,"site_id":62,"html_lang":63,"table_of_contents":140,"faqs":141,"seo_title":142,"seo_description":67,"update_tm":143,"read_time":81,"preview_page_count":4},687207022233,"https://ap-avatar.wpscdn.com/davatar_155a257f0dc6eb9ab79c44ca47cae57d","Series 7 License  \nTo trade (sell) any type of securities, such as corporate stocks or bonds, options or municipal securities, you need to pass the Series 7 exam. There are no specific education requirements to take the Series 7, but once you are licensed, you still have to complete ongoing continuing education--that's mandated by FINRA, the Financial Industry Regulatory Authority.  \nThe Exam  \nIn order to sit for the exam, you must be sponsored by a FINRA member firm. You must have been employed by that firm for a minimum of four months. The six-hour test consists of 250 multiplechoice questions covering topics such as municipal and corporate bonds, stocks, options, direct participation programs, investment company products and variable contracts. The test is divided into two three-hour segments of 125 questions each. A score of 72 percent is passing.  \nSeries 63 License  \nThis was created by the North American Securities Administrators Association and is administered by FINRA. Once you successfully complete this exam you are authorized to sell securities and conduct business transactions in the state in which your application was submitted.  \nThe exam is administered in a multiple-choice format and consists of 65 questions, five of which are test questions and will not count towards your overall performance. To receive a passing score, you must correctly answer at least 43 questions.  \nSeries 24 – General Securities Principal Exam  \nThe Series 24 exam—the General Securities Principal Qualification Exam (GP)—assesses the competency of an entry-level principal. Must know the rules and statutory provisions applicable to the supervisory management of a general securities broker-dealer.  \nThe Series 65 license, Uniform Investment Adviser Law Examination  \nThis qualifies individuals to provide investing and general financial advice to clients. Passing the Series 65 exam qualifies individuals as Investment Advisor Representatives (IARs) .  \nUnlike many other FINRA Series exams, the Series 65 exam does not require an individual to be sponsored by a member firm. The exam consists of 130 multiple-choice questions, and you have 3 hours to complete it. To pass the exam, you must get at least 94 out of 130 scored questions correct. In other words, you need just over 72% to pass.","cbCaiaBAB7CH4BB6","https://ap.wps.com/l/cbCaiaBAB7CH4BB6","pdf",197410,"English","# Series 7 License\n## The Exam\n# Series 63 License\n## Exam Format and Passing Score\n# Series 24 - General Securities Principal Exam\n# Series 65 - Uniform Investment Adviser Law Examination\n## Eligibility, Format, and Passing Score","[{\"question\":\"What are the main eligibility requirements for taking the Series 7 exam?\",\"answer\":\"You must be sponsored by a FINRA member firm and have been employed by that firm for at least four months.\"},{\"question\":\"How is the Series 7 exam structured, and what score is required to pass?\",\"answer\":\"The six-hour test includes 250 multiple-choice questions split into two three-hour segments of 125 questions each. A score of 72% is passing.\"},{\"question\":\"Does the Series 65 exam require sponsorship, and what is the passing threshold?\",\"answer\":\"No sponsorship is required. The exam has 130 multiple-choice questions with a 3-hour limit, and passing requires at least 94 correct answers.\"}]","Series License Exam - Discussion | PDF",1790336735]