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It specifies conditions to prevent money laundering and terrorist financing, explains client classification (ordinary and professional) and client relationships, and sets suitability and appropriateness standards. Subsequent chapters address client money meaning and handling, general obligations such as conflicts of interest, separation, commission, due diligence, best execution, and marketing rules. 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............................................................................................................... 2  \nArticle (1) Preamble .................................................................................................................... 2  \nArticle (2) Scope of Application ................................................................................................. 2  \nChapter Two: Conditions for Providing Financial Service to a Client............................................2  \nArticle (1) Preamble .................................................................................................................... 2  \nArticle (2): Meeting requirements of money laundering and financing of terrorist ....................4  \nArticle (3) Classification of clients.............................................................................................. 4  \nArticle (4) Ordinary Investor....................................................................................................... 5  \nArticle (5) Professional Investor ................................................................................................. 5  \nArticle (6) Counterparty .............................................................................................................. 7  \nArticle (7) Concluding an agreement with the client .................................................................. 7  \nArticle (8): Meeting the client's Suitability and Appropriateness standards ...............................9  \nChapter Three: Client Money ........................................................................................................ 12  \nArticle (1) Meaning of the Client's Money................................................................................ 12  \nArticle (2) Cash amounts........................................................................................................... 12  \nArticle (3) Financial Products ................................................................................................... 16  \nArticle (4) Client Guarantees..................................................................................................... 19  \nChapter Four: General Obligations ............................................................................................... 20  \nArticle (1) Inactive Client Accounts.......................................................................................... 20  \nArticle (2) Conflict of Interest Management Arrangements ..................................................... 21  \nArticle (3) Separation of financial activities ............................................................................. 22  \nArticle (4) Commission of the licensed body ............................................................................ 23  \nArticle (5) Motivating clients .................................................................................................... 24  \nArticle (6) Carrying out financial activity with due diligence................................................... 24  \nArticle (7) Best Execution Rate................................................................................................. 25  \nArticle (8) Marketing of Financial Services .............................................................................. 25  \nArticle (9) Trading of High Management and Staff at the Licensed Body ...............................27  \nArticle (10) Omnibus Accounts ................................................................................................ 28  \nChapter Five: Practicing Financial Activity .................................................................................. 30  \nArticle (1) Brokers..................................................................................................................... 30  \nArticle (2) Financial Products Dealer .............","cbCailH7syCn0sUF","https://ap.wps.com/l/cbCailH7syCn0sUF","pdf",1080162,112,"English","# Chapter One: Introduction\n## Article (1) Preamble\n## Article (2) Scope of Application\n# Chapter Two: Conditions for Providing Financial Service to a Client\n## Article (2) Meeting requirements of money laundering and financing of terrorist\n## Article (3) Classification of clients\n## Article (4) Ordinary Investor\n## Article (5) Professional Investor\n## Article (6) Counterparty\n## Article (7) Concluding an agreement with the client\n## Article (8) Meeting the client's Suitability and Appropriateness standards\n# Chapter Three: Client Money\n## Article (1) Meaning of the Client's Money\n## Article (2) Cash amounts\n## Article (3) Financial Products\n## Article (4) Client Guarantees\n# Chapter Four: General Obligations\n## Article (1) Inactive Client Accounts\n## Article (2) Conflict of Interest Management Arrangements\n## Article (3) Separation of financial activities\n## Article (4) Commission of the licensed body\n## Article (5) Motivating clients\n## Article (6) Carrying out financial activity with due diligence\n## Article (7) Best Execution Rate\n## Article (8) Marketing of Financial Services\n## Article (9) Trading of High Management and Staff at the Licensed Body\n## Article (10) Omnibus Accounts\n# Chapter Five: Practicing Financial Activity\n## Article (1) Brokers\n## Article (2) Financial Products Dealer\n## Article (3) Financial Consultations\n## Article (4) The Financial Advisor (Issuance Manager)\n## Article (5) The Listing Consultant\n## Article (6) Promoting Financial Products\n## Article (7) Introducing Financial Services\n## Article (8) General Clearing\n## Article (9) Portfolios Management\n## Article (10) Managing of Investment Funds Investments\n## Article (10/bis) Family business Investment Management\n## Article (11) Administrative Services of Investment Funds\n## Article (12) Custody, and Custody of virtual assets\n## Article (13) Custodian of Private Joint Stock Companies Register\n## Article (14) Covered Warrants Issuer\n## Article (15) Depository Bank\n## Article (16) Depository Bank Agent","[{\"question\":\"What conditions must be met to provide financial services to a client?\",\"answer\":\"The document covers conditions including meeting requirements related to money laundering and financing of terrorist activities, client classification, defining client relationships, concluding agreements, and applying suitability and appropriateness standards.\"},{\"question\":\"How does the document address client money?\",\"answer\":\"It defines the meaning of client money, covers cash amounts, explains financial products connected to client money, and sets requirements for client guarantees.\"},{\"question\":\"What general obligations apply to licensed bodies when conducting financial activities?\",\"answer\":\"General obligations include managing conflicts of interest, separating financial activities, handling commission, motivating clients, performing due diligence, ensuring best execution, and following rules for marketing financial services.\"}]","Section 3 Business Practice - Chapter One to Five Overview | PDF",282]