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The survey examines incentives for centrally clearing OTC derivatives by dealers and clients, including protocols for voluntary response submission and access by relevant committees. The document sets deadlines, describes how surveys are delivered through supervisory authorities or the collection secretariat, and explains how anonymized, confidential data may be used under established terms and conditions for post-implementation evaluation.",{"@graph":69,"@context":123},[70,84,106],{"@type":71,"itemListElement":72},"BreadcrumbList",[73,77,79,82],{"item":74,"name":75,"@type":76,"position":8},"https://docshare.wps.com","Home","ListItem",{"item":78,"name":9,"@type":76,"position":14},"https://docshare.wps.com/document/",{"item":80,"name":40,"@type":76,"position":81},"https://docshare.wps.com/document/research-report/",3,{"item":83,"name":65,"@type":76,"position":19},"https://docshare.wps.com/document/joint-dat-and-bcbs-qualitative-survey-confidentiality-and-data-handling-arrangements/289648/",{"url":83,"name":65,"@type":85,"image":86,"author":91,"headline":65,"publisher":94,"fileFormat":97,"inLanguage":63,"description":67,"dateModified":98,"datePublished":99,"encodingFormat":97,"isAccessibleForFree":100,"interactionStatistic":101},"DigitalDocument",{"url":87,"@type":88,"width":89,"height":90},"https://docshare.wps.com/thumbnails/joint-dat-and-bcbs-qualitative-survey-confidentiality-and-data-handling-arrangements/289648.png","ImageObject",300,407,{"name":92,"@type":93},"Alex Sinclair","Person",{"url":74,"name":95,"@type":96},"DocShare","Organization","application/pdf","2026-11-03","2026-09-17",true,{"@type":102,"interactionType":103,"userInteractionCount":105},"InteractionCounter",{"@type":104},"ViewAction",12,{"@type":107,"mainEntity":108},"FAQPage",[109,115,119],{"name":110,"@type":111,"acceptedAnswer":112},"What is the purpose of the joint qualitative survey?","Question",{"text":113,"@type":114},"It examines incentives to centrally clear OTC derivatives for dealers and their clients to support post-implementation evaluation of G20 financial regulatory reforms.","Answer",{"name":116,"@type":111,"acceptedAnswer":117},"How are survey confidentiality and data handling managed?",{"text":118,"@type":114},"Strict protocols govern how requested information is collected and processed, including handling of non-public information that may be considered confidential.",{"name":120,"@type":111,"acceptedAnswer":121},"When and how are firms expected to complete and submit survey responses?",{"text":122,"@type":114},"Firms receive the final survey on or around 13 December 2017, and submission is voluntary, subject to legal and contractual arrangements, with responses due by 17.00 CET on Friday 2 February 2018.","https://schema.org",{"og:url":83,"og:type":125,"og:title":65,"og:site_name":95,"og:description":67},"article",{"robots":127,"canonical":83},"index,follow",{"doc_id":129,"site_id":62},289648,1790229054,{"code":4,"msg":5,"data":132},{"doc_id":129,"user_id":133,"nickname":92,"user_avatar":134,"doc_module":4,"category_id":39,"category_name":40,"doc_title":65,"doc_description":67,"doc_content":135,"file_id":136,"file_url":137,"file_type":138,"file_size":139,"view_count":105,"is_deleted":4,"is_public":8,"is_downloadable":8,"audit_status":8,"page_count":140,"language":141,"language_code":63,"site_id":62,"html_lang":63,"table_of_contents":142,"faqs":143,"seo_title":144,"seo_description":67,"update_tm":145,"read_time":146,"preview_page_count":4},1099523882182,"https://ap-avatar.wpscdn.com/davatar_6f874abed73319feea01a86fa6f0fab8","Joint DAT and BCBS Qualitative survey: confidentiality and data handling  \narrangements  \nIntroduction  \nThis document sets out confidentiality and data handling arrangements for a joint qualitative survey of market participants (‘joint qualitative survey’) being undertaken by the Derivatives Assessment Team (DAT) and Basel Committee on Banking Supervision ( BCBS) on incentives to centrally clear OTC derivatives. Please note the deadline for submission of survey responses is now 17.00 CET on Friday 2 February 2018.  \nOverview  \nThe Financial Stability Board (FSB), in close collaboration with the BCBS, the Committee on Payments and Market Infrastructures (CPMI) and the International Organization of Securities Commissions (IOSCO) (the “Committees”), and informed by work carried out by its members and other stakeholders, has developed a framework for the post-implementation evaluation of the effects of the G20 financial regulatory reforms. 1 The first evaluation under the framework is an examination of incentives to centrally clear OTC derivatives. The central clearing of standardised OTC derivatives was a pillar of the G20 Leaders’ commitments to reduce systemic risk associated with OTC derivatives markets in response to the financial crisis.  \nTo take this effort forward, the Committees have agreed to conduct a study, including surveys, to examine the incentives to centrally clear for dealers as well as their clients (including financial and non-financial entities) . In order for this effort to be a success, it is critical for the study group to have sufficiently granular data as to identify the incentives that may be present for different asset classes or product types. Some of the information requested in the surveys may be non-public and may be considered confidential. As such, strict protocols will be established around how the data will be collected and processed, which are set out below.  \nThis study will be undertaken by a joint BCBS-CPMI-FSB-IOSCO Derivatives Assessment Team (DAT), which will focus on incentives to centrally clear OTC derivatives (‘DAT Study’); and the BCBS review of the impact of the leverage ratio on banks’ provision of clearing services and any consequent impact on the resilience of central counterparty clearing; under the auspices of the Committees. The OTC Derivatives Coordination Group (ODCG) 2 is the coordinating body  \n1 See The Framework for Post-Implementation Evaluation of the Effects of the G20 Financial Regulatory Reforms,(“evaluation framework”), at [http://www.fsb.org/wp-content/uploads/P030717-4.pdf](http://www.fsb.org/wp-content/uploads/P030717-4.pdf).  \n2 The ODCG comprises the Chairs of the FSB, Committee on Global Financial Systems, Basel Committee on Banking Supervision, International Organization of Securities Commissions, Committee on Payments and Market Infrastructures, and for the DAT, the OTC Derivatives Regulators Group.  \nfor this work. The CPMI-IOSCO Policy Standing Group (PSG) may identify areas on which the PSG could undertake further work on client clearing based on data collected for this study, which could include individual survey responses or their summaries..  \nOne component of this work is a joint DAT/ BCBS qualitative survey of clearing members, CCPsand end users/clients (‘joint qualitative survey’), to which this document relates.3  \nThree surveys for different market participant types have been developed: one for clearing members, one for end users of clearing services (clients) and one for CCPs. The survey for clearing members is further split into two parts: one section for completion by the OTC derivatives dealing business unit and one for completion by the clearing business unit (where applicable) .  \nThe joint qualitative survey will inform further consideration by the Committees of possible policy responses or possible further work from DAT findings. The study began in July 2017 and the final report is expected to be completed in late 2018.  \nIf any further","cbCaihL6qnZF7WAV","https://ap.wps.com/l/cbCaihL6qnZF7WAV","pdf",238286,13,"English","# Introduction\n# Overview\n# Process","[{\"question\":\"What is the purpose of the joint qualitative survey?\",\"answer\":\"It examines incentives to centrally clear OTC derivatives for dealers and their clients to support post-implementation evaluation of G20 financial regulatory reforms.\"},{\"question\":\"How are survey confidentiality and data handling managed?\",\"answer\":\"Strict protocols govern how requested information is collected and processed, including handling of non-public information that may be considered confidential.\"},{\"question\":\"When and how are firms expected to complete and submit survey responses?\",\"answer\":\"Firms receive the final survey on or around 13 December 2017, and submission is voluntary, subject to legal and contractual arrangements, with responses due by 17.00 CET on Friday 2 February 2018.\"}]","Joint DAT and BCBS Qualitative Survey - Confidentiality and Data Handling Arrangements | PDF",1789636159,33]