[{"data":1,"prerenderedAt":-1},["ShallowReactive",2],{"detail-sidebar-cat-0-en-105":3,"doc-seo-203903-105":59,"doc-detail-203903-en":130},{"code":4,"msg":5,"data":6},0,"success",[7,13,18,23,28,33,38,43,48,51,55],{"id":8,"doc_module":4,"doc_module_name":9,"category_name":10,"show_sort_weight":11,"slug":12},1,"Document","Story & Novel",90,"story-novel",{"id":14,"doc_module":4,"doc_module_name":9,"category_name":15,"show_sort_weight":16,"slug":17},2,"Literature",80,"literature",{"id":19,"doc_module":4,"doc_module_name":9,"category_name":20,"show_sort_weight":21,"slug":22},4,"Exam",70,"exam",{"id":24,"doc_module":4,"doc_module_name":9,"category_name":25,"show_sort_weight":26,"slug":27},5,"Comic",60,"comic",{"id":29,"doc_module":4,"doc_module_name":9,"category_name":30,"show_sort_weight":31,"slug":32},6,"Technology",50,"technology",{"id":34,"doc_module":4,"doc_module_name":9,"category_name":35,"show_sort_weight":36,"slug":37},7,"Healthcare",40,"healthcare",{"id":39,"doc_module":4,"doc_module_name":9,"category_name":40,"show_sort_weight":41,"slug":42},8,"Research & Report",30,"research-report",{"id":44,"doc_module":4,"doc_module_name":9,"category_name":45,"show_sort_weight":46,"slug":47},9,"Religion & Spirituality",20,"religion-spirituality",{"id":46,"doc_module":4,"doc_module_name":9,"category_name":49,"show_sort_weight":46,"slug":50},"World Cup","world-cup",{"id":52,"doc_module":4,"doc_module_name":9,"category_name":53,"show_sort_weight":52,"slug":54},10,"Lifestyle","lifestyle",{"id":56,"doc_module":4,"doc_module_name":9,"category_name":57,"show_sort_weight":24,"slug":58},19,"General","general",{"code":4,"msg":60,"data":61},"ok",{"site_id":62,"language":63,"slug":64,"title":65,"keywords":66,"description":67,"schema_data":68,"social_meta":123,"head_meta":125,"extra_data":127,"updated_unix":129},105,"en","james-investment-research-inc-part-2a-firm-brochure","James Investment Research, Inc. - Part 2A - Firm Brochure","","Firm Brochure Part 2A summarizes James Investment Research, Inc.'s advisory services, fees, professional background, business practices, and potential conflicts of interest. It explains how material information is communicated to clients, including annual updates within 90 days of fiscal year end and additional prompt notice for significant operational changes. It also describes new and/or updated disclosures, including additions to non-advisory tax and consulting services and the nature of referral gifts and associated conflicts, plus guidance to conduct independent due diligence.",{"@graph":69,"@context":122},[70,84,105],{"@type":71,"itemListElement":72},"BreadcrumbList",[73,77,79,82],{"item":74,"name":75,"@type":76,"position":8},"https://docshare.wps.com","Home","ListItem",{"item":78,"name":9,"@type":76,"position":14},"https://docshare.wps.com/document/",{"item":80,"name":40,"@type":76,"position":81},"https://docshare.wps.com/document/research-report/",3,{"item":83,"name":65,"@type":76,"position":19},"https://docshare.wps.com/document/james-investment-research-inc-part-2a-firm-brochure/203903/",{"url":83,"name":65,"@type":85,"image":86,"author":91,"headline":65,"publisher":94,"fileFormat":97,"inLanguage":63,"description":67,"dateModified":98,"datePublished":99,"encodingFormat":97,"isAccessibleForFree":100,"interactionStatistic":101},"DigitalDocument",{"url":87,"@type":88,"width":89,"height":90},"https://docshare.wps.com/thumbnails/james-investment-research-inc-part-2a-firm-brochure/203903.png","ImageObject",300,407,{"name":92,"@type":93},"wps_ap_test_251126_0180","Person",{"url":74,"name":95,"@type":96},"DocShare","Organization","application/pdf","2026-10-08","2026-09-04",true,{"@type":102,"interactionType":103,"userInteractionCount":52},"InteractionCounter",{"@type":104},"ViewAction",{"@type":106,"mainEntity":107},"FAQPage",[108,114,118],{"name":109,"@type":110,"acceptedAnswer":111},"What information does the Firm Brochure Part 2A provide to clients?","Question",{"text":112,"@type":113},"It provides a summary of advisory services and fees, professionals, certain business practices and policies, and actual or potential conflicts of interest.","Answer",{"name":115,"@type":110,"acceptedAnswer":116},"How does the firm handle annual updates and material changes?",{"text":117,"@type":113},"Annual updates are provided at least annually within 90 days of the firm’s fiscal year end, either as a summary with an offer of the full brochure or as a revised brochure with summarized changes. Material changes are communicated promptly when required, depending on their nature.",{"name":119,"@type":110,"acceptedAnswer":120},"What new services are described as part of the material changes?",{"text":121,"@type":113},"The firm now also offers non-advisory tax preparation, tax planning, accounting, and business consulting services under separate agreements and fees, subject to different professional and ethical standards from advisory services.","https://schema.org",{"og:url":83,"og:type":124,"og:title":65,"og:site_name":95,"og:description":67},"article",{"robots":126,"canonical":83},"index,follow",{"doc_id":128,"site_id":62},203903,1788564801,{"code":4,"msg":5,"data":131},{"doc_id":128,"user_id":132,"nickname":92,"user_avatar":133,"doc_module":4,"category_id":39,"category_name":40,"doc_title":65,"doc_description":67,"doc_content":134,"file_id":135,"file_url":136,"file_type":137,"file_size":138,"view_count":52,"is_deleted":4,"is_public":8,"is_downloadable":8,"audit_status":8,"page_count":139,"language":140,"language_code":63,"site_id":62,"html_lang":63,"table_of_contents":141,"faqs":142,"seo_title":143,"seo_description":67,"update_tm":129,"read_time":144},8796095027276,"https://avatar.qwps.com/avatar/d3BzX2FwX3Rlc3RfMjUxMTI2XzAxODA=","Part 2A of Form ADV: Firm Brochure  \nJames Investment Research, Inc.  \n1349 Fairground Road  \nXenia, OH 45385  \nTelephone: 937-426-7640  \nEmail: [lott@jamesinvestment.com](lott@jamesinvestment.com)  \n[Web Address:](Web Address: www.jamesinvestment.com)[ ](Web Address: www.jamesinvestment.com)[www.jamesinvestment.com](Web Address: www.jamesinvestment.com)  \n12/05/2025  \nThis brochure provides information about the qualifications and business practices of James Investment Research, Inc. If you have any questions about the contents of this brochure, please contact us at 937-426-7640 or[lott@jamesinvestment.com](lott@jamesinvestment.com. The)[. The](lott@jamesinvestment.com. The) information in this brochure has not been approved or verified by the United States Securities and Exchange Commission or by any state securities authority.  \nRegistration with the SEC or with any state securities authority does not imply a certain level of skill or training.  \nAdditional information about James Investment Research, Inc. also is available on the SEC’s website at [www.adviserinfo.sec.gov](www.adviserinfo.sec.gov. You can)[. You can](www.adviserinfo.sec.gov. You can) search this site by a unique identifying number, known as a CRD number. Our firm's CRD number is 110433.  \nItem 2 Material Changes  \nThis Firm Brochure, dated 12/05/2025, provides you with a summary of James Investment Research, Inc.'s advisory services and fees, professionals, certain business practices and policies, as well as actual or potential conflicts of interest, among other things. This Item provides our clients with a summary of new and/or updated information; we will inform of the revision(s) based on the nature of the information as follows.  \nAnnual Update: We are required to update certain information at least annually, within 90 days of our firm’s fiscal year end (FYE) of September 30. We will provide you with either a summary of the revised information with an offer to deliver the full revised Brochure within 120 days of our FYE or we will provide you with our revised Brochure that will include a summary of those changes in this Item.  \nMaterial Changes: Should a material change in our operations occur, depending on its nature we will promptly communicate this change to clients (and it will be summarized in this Item) . \"Material changes\" requiring prompt notification will include changes of ownership or control; location; disciplinary proceedings; significant changes to our advisory services or advisory affiliates – any information that is critical to a client’s full understanding of who we are, how to find us, and how we do business.  \nSince the Firm’s last annual amendment filed on 12/19/2024, the following material changes have occurred:  \n• Item 4 – Advisory Business  \no The firm now also offers non-advisory tax preparation, tax planning, accounting, and business consulting services, provided and supervised by a CPA or tax preparer under separate agreementsand fees. These services are subject to professional and ethical standards different from the Investment Advisers Act, are separate from the firm’s investment advisory and wealth management services even when delivered by the same individual, and clients are not required to use the firm for both advisory and tax-related services. Clients may obtain comparable tax or accounting services from other providers.  \n• Item 14 Client Referrals and Other Compensation  \no JIR provides small referral gifts (cash, meals, events) to those recommending clients. This creates a conflict, as referrers may favor JIR regardless of suitability. Prospective clients should conduct independent due diligence.  \nItem 3 Table of Contents  \nItem 1 Cover Page ................................................................................................................................................. 1  \nItem 2 Material Changes ........................................................................................................","cbCaifjura36Q0Dl","https://ap.wps.com/l/cbCaifjura36Q0Dl","pdf",710330,37,"English","# Item 2 Material Changes\n# Item 3 Table of Contents\n## Item 4 Advisory Business\n## Item 5 Fees and Compensation\n## Item 6 Performance-Based Fees and Side-By-Side Management\n## Item 7 Types of Clients\n## Item 8 Methods of Analysis, Investment Strategies and Risk of Loss\n## Item 9 Disciplinary Information\n## Item 10 Other Financial Industry Activities and Affiliations\n## Item 11 Code of Ethics, Participation or Interest in Client Transactions and Personal Trading\n## Item 12 Brokerage Practices\n## Item 13 Review of Accounts\n## Item 14 Client Referrals and Other Compensation\n## Item 15 Custody","[{\"question\":\"What information does the Firm Brochure Part 2A provide to clients?\",\"answer\":\"It provides a summary of advisory services and fees, professionals, certain business practices and policies, and actual or potential conflicts of interest.\"},{\"question\":\"How does the firm handle annual updates and material changes?\",\"answer\":\"Annual updates are provided at least annually within 90 days of the firm’s fiscal year end, either as a summary with an offer of the full brochure or as a revised brochure with summarized changes. Material changes are communicated promptly when required, depending on their nature.\"},{\"question\":\"What new services are described as part of the material changes?\",\"answer\":\"The firm now also offers non-advisory tax preparation, tax planning, accounting, and business consulting services under separate agreements and fees, subject to different professional and ethical standards from advisory services.\"}]","James Investment Research, Inc. - Part 2A - Firm Brochure | PDF",93]