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The guidance covers completing required items, attaching a check payable to FINRA, and mailing submissions to FINRA-Field Support. It also outlines authorization timing, enrollment validity, appointment scheduling through Pearson VUE or Prometric, cancellation rules, eligibility requirements, and fee forfeiture for missed or expired enrollments.",{"@graph":69,"@context":123},[70,84,106],{"@type":71,"itemListElement":72},"BreadcrumbList",[73,77,79,82],{"item":74,"name":75,"@type":76,"position":8},"https://docshare.wps.com","Home","ListItem",{"item":78,"name":9,"@type":76,"position":14},"https://docshare.wps.com/document/",{"item":80,"name":20,"@type":76,"position":81},"https://docshare.wps.com/document/exam/",3,{"item":83,"name":65,"@type":76,"position":19},"https://docshare.wps.com/document/form-u10-instructions-for-completion-and-submission/390539/",{"url":83,"name":65,"@type":85,"image":86,"author":91,"headline":65,"publisher":94,"fileFormat":97,"inLanguage":63,"description":67,"dateModified":98,"datePublished":99,"encodingFormat":97,"isAccessibleForFree":100,"interactionStatistic":101},"DigitalDocument",{"url":87,"@type":88,"width":89,"height":90},"https://docshare.wps.com/thumbnails/form-u10-instructions-for-completion-and-submission/390539.png","ImageObject",300,407,{"name":92,"@type":93},"PakDamar76","Person",{"url":74,"name":95,"@type":96},"DocShare","Organization","application/pdf","2026-11-01","2026-09-25",true,{"@type":102,"interactionType":103,"userInteractionCount":105},"InteractionCounter",{"@type":104},"ViewAction",13,{"@type":107,"mainEntity":108},"FAQPage",[109,115,119],{"name":110,"@type":111,"acceptedAnswer":112},"What must candidates complete on Form U10 before submission?","Question",{"text":113,"@type":114},"Candidates must complete Items 1-4 in full, and clearly identify the examination(s) requested under Item 4. If any item is incomplete, the application will be returned unprocessed.","Answer",{"name":116,"@type":111,"acceptedAnswer":117},"How should candidates pay and where should the completed Form U10 be sent?",{"text":118,"@type":114},"Attach a single check or money order payable to FINRA for the total examination fees due and print the candidate’s and firm’s names on the check. Mail the completed Form U10 and payment to FINRA-Field Support at the address provided, or use the overnight delivery address if applicable.",{"name":120,"@type":111,"acceptedAnswer":121},"How long is the enrollment valid and what happens if a candidate misses an appointment?",{"text":122,"@type":114},"Enrollments are valid for 120 calendar days only. If a candidate late cancels or does not appear for a scheduled appointment, the examination fee is forfeited and a new Form U10 must be submitted.","https://schema.org",{"og:url":83,"og:type":125,"og:title":65,"og:site_name":95,"og:description":67},"article",{"robots":127,"canonical":83},"index,follow",{"doc_id":129,"site_id":62},390539,1790673224,{"code":4,"msg":5,"data":132},{"doc_id":129,"user_id":133,"nickname":92,"user_avatar":134,"doc_module":4,"category_id":19,"category_name":20,"doc_title":65,"doc_description":67,"doc_content":135,"file_id":136,"file_url":137,"file_type":138,"file_size":139,"view_count":105,"is_deleted":4,"is_public":8,"is_downloadable":8,"audit_status":8,"page_count":19,"language":140,"language_code":63,"site_id":62,"html_lang":63,"table_of_contents":141,"faqs":142,"seo_title":143,"seo_description":67,"update_tm":144,"read_time":52,"preview_page_count":4},962090893057,"https://ap-avatar.wpscdn.com/davatar_155a257f0dc6eb9ab79c44ca47cae57d","Form U10  \nInstructions for Completion and Submission by Check or Money Order  \nWe now offer online submission of the Form U10 . This new option provides a more convenient credit card payment option. Click here to utilize online processing of the Form U10 . Please note, new users will need to click the “Register Now” hyperlink located in the upper right hand side of the login screen to receive a User Name and Password. Form U10 applications submitted with check or money order payment, please follow the directions below.  \n1. Complete Items 1-4 in full. Identify the examination(s) being requested under Item 4. Failure to complete all items will cause the application to be returned unprocessed.  \n2. Attach a single check or money order made payable to FINRA for the total amount of examination fees due. Print the candidate’s and firm’s name on the face of the check. NOTE: Examination fees are NON-REFUNDABLE.  \n3. Send the fully completed Form U10 together with your check or money order for the total examination fees due to:  \nFINRA-Field Support  \nP.O. Box 5054  \nPhiladelphia, PA 19175-5054.  \nFor overnight deliveries, please send to:  \nFINRA-Field Support  \nW5054  \n701 Market Street 199-3490 Philadelphia, PA 19106-1532  \n4. Form U10 will not be processed until the necessary authorization is provided directly to FINRA by the appropriate regulatory authority. If the required authorization is not received from the appropriate regulatory authority within thirty (30) days of the date of receipt, the Form U10 will be returned unprocessed.  \n5. Once the U10 registration has been approved and processed, a Notice of Enrollment will beemailed to both the firm contact named in Item 1 and the candidate listed in Item 2.  \n6. Candidates must make the necessary appointment and take the examination before the expiration date as shown on the Notice of Enrollment or the enrollment expires and the fee is forfeited. Enrollments are valid for 120 calendar days only. Fees and enrollments are not refundable and cannot be transferred to either another individual or an examination for the same individual. If the candidate late cancels (see below) or does not appear for their scheduled appointment, the examination fee is forfeited and a new Form U10 must be submitted.  \n7. Persons without valid enrollments will not be permitted to schedule or take an examination. Tore-enroll for a failed examination, forfeited enrollment, or an expired enrollment, resubmit the Form U10 with the appropriate examination fee(s) .  \n8. FINRA assumes no responsibility for providing copies of official results to regulatory authorities other than the sponsoring SRO.  \nScheduling/Examination Administration Information  \nExamination and training sessions are provided at authorized FINRA testing centers throughout the United States. Complete information concerning examination administration, test center locations and admittance requirements are [located at](located at www.FINRA.org)[ www.FINRA.org](located at www.FINRA.org).  \nAppointments can be scheduled through either Pearson VUE or Prometric:  \n¾ Pearson Professional Centers: contact Pearson VUE’s National Registration Center at 1-866-396-6273 (toll free), or 1-952-681-3873 (toll number) or go to [w](www.pearsonvue.com/finra for Web-based scheduling)[ww.pearsonvue.com/finra](www.pearsonvue.com/finra for Web-based scheduling)[ for Web-based scheduling](www.pearsonvue.com/finra for Web-based scheduling).  \n¾ Prometric Testing Centers: contact Prometric’s National Call Center at 1-800-578-6273 (toll free) [or go to](or go to www.prometric.com/finra for Web-based scheduling)[ www.prometric.com/finra](or go to www.prometric.com/finra for Web-based scheduling)[ for Web-based scheduling](or go to www.prometric.com/finra for Web-based scheduling).  \nIf, for any reason, a candidate cannot make a scheduled appointment, the appointment must be cancelled. Responsibility rests with the candidate or firm to make and/or cancel appointments ","cbCaihRToK8aJr8I","https://ap.wps.com/l/cbCaihRToK8aJr8I","pdf",34218,"English","# Completion and Submission by Check or Money Order\n## Candidate Steps (Items 1-4)\n## Payment, Mailing, and Authorization Timing\n## Enrollment Approval, Validity, and Forfeiture Rules\n# Scheduling and Examination Administration Information\n## Test Centers and Contact Options\n## Cancellation Requirements and Timely Cancellation\n# Eligibility of Candidates\n## Uniform Examination Request for Non-FINRA Candidates","[{\"question\":\"What must candidates complete on Form U10 before submission?\",\"answer\":\"Candidates must complete Items 1-4 in full, and clearly identify the examination(s) requested under Item 4. If any item is incomplete, the application will be returned unprocessed.\"},{\"question\":\"How should candidates pay and where should the completed Form U10 be sent?\",\"answer\":\"Attach a single check or money order payable to FINRA for the total examination fees due and print the candidate’s and firm’s names on the check. Mail the completed Form U10 and payment to FINRA-Field Support at the address provided, or use the overnight delivery address if applicable.\"},{\"question\":\"How long is the enrollment valid and what happens if a candidate misses an appointment?\",\"answer\":\"Enrollments are valid for 120 calendar days only. If a candidate late cancels or does not appear for a scheduled appointment, the examination fee is forfeited and a new Form U10 must be submitted.\"}]","Form U10 - Instructions for Completion and Submission | PDF",1790335668]