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REFERENCED ARE CALIFORNIA PENAL CODES UNLESS OTHERWISE NOTED)  \n\n| I. INTERNAL AUDIT INFORMATION |  |  |  |  |  |  |  |  |  |  |  |\n| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |\n| Business Name: |  |  |  | CFD Number: |  |  | City: |  |  |  | County Code: |\n| Licensee(s): |  |  |  | Licensee On-Site?\u003Cbr>□ Yes 0 No |  |  | Business Type: |  |  |  |  |\n| Responsible Person: |  |  |  |  |  | Position: |  |  |  |  |  |\n| Email Address: |  |  |  |  |  | D Routine D Follow-up D Referral |  |  |  |  |  |\n| Inernal Auditor: |  |  |  |  |  | Audit \\#: |  |  | Date: |  |  |\n| Start Time: | End Time: |  | On-Site Inspection Time: Annual DROS Volume: |  |  |  |  |  | DROS Sampling Total: |  |  |\n| Annual Ammunition Transaction Volume: Ammunition Transaction Sampling Total: |  |  |  |  |  |  |  | Other Records: |  | Total Records: |  |\n| Violations at Inspection: |  | Next Inspection Recommended: |  |  |  | Additional Training Assigned To: |  |  |  |  |  |\n| I certify to the best of my ability that this firearms compliance inspection report is accurate and complete. |  |  |  |  |  | MANAGER APPROVAL |  |  |  |  |  |\n| Internal Auditor Date |  |  |  |  |  | Manager Date |  |  |  |  |  |\n| II. LICENSING REQUIREMENTS £26700-26915 and CCR 4022 £b)£1)l(Immediate Referral) |  |  |  |  |  | Ill. FEE REQUIREMENTS (Immediate) |  |  |  |  |  |\n| Valid COE for licensee? [26700] □Yes □ No |  |  |  |  |  | $31.19 DROS fee is posted. [26875] □ Yes □ No |  |  |  |  |  |\n| Valid Sellers Permit? [26700] □Yes □ No\u003Cbr>Local License/Letter? [26700] □Yes □ No\u003Cbr>Valid COE for each employee? [26915} □Yes □ No |  |  |  |  |  | $1 Safety fee is posted. [26875] □ Yes □ No |  |  |  |  |  |\n|  |  |  |  |  |  | $5 Safety & Enforcement fee is\u003Cbr>posted. [26875] |  |  |  | □ Yes □ No |  |\n| Valid FFL? [26700]\u003Cbr>Valid Large Cap. Mag. Permit?[32315} |  |  | □Yes\u003Cbr>□ N/A □Yes | □\u003Cbr>□ | No\u003Cbr>No | $10 Private Party Transfer fee is\u003Cbr>posted. [26875] |  |  |  | □ Yes □ No |  |\n|  |  |  |  |  |  | Governmental fees are stated correctly.\u003Cbr>[26880] |  |  |  | □ Yes □ No |  |\n| Valid Dangerous Weapons\u003Cbr>Permit? [31005} |  | □ N/A □Yes □ No |  |  |  |  |  |  |  |  |  |\n| Secondhand Dealer/Pawnbroker\u003Cbr>0 N/A □Yes □ No\u003Cbr>License? [B&P 21640]\u003Cbr>Valid COE for each ammo employee? [30347] DYes □ No |  |  |  |  |  |  |  |  |  |  |  |\n|  |  |  |  |  |  | FSC test fees are posted. [26875] D N/A □ Yes □ No |  |  |  |  |  |\n\nFirearms Dealer Internal Audit Compliance Inspection Worksheet  \n\n| IV. SECURITY REQUIREMENTS [26890](1 week)\u003Cbr>OSafeNault D Cables/Locks [26890(a)J D Secure Facility [17110] □ None |  |  |\n| --- | --- | --- |\n| V. SIGN REQUIREMENTS Ommediate) |  |  |\n| Minor warning (secured storage) sign is posted. [26835(a){1)]\u003Cbr>Minor warning (HG off-premises) sign is posted. [26835(a)(2)]\u003Cbr>Minor warning (concealed storage of a firearm) sign is posted. [26835(a)(3)] Minor warning (to a school) sign is posted. [26835(a)(4)]\u003Cbr>Minor warning (negligent storage) sign in posted. [26835(a)(5)]\u003Cbr>Lead warning sign is posted. [26835(a)(6)]\u003Cbr>OROS 30 day expiration sign is posted. [26835(a)(7)]\u003Cbr>One handgun or semiautomatic centerfire rifle per 30 day sign is posted. [26835(a)(8)] Lost or stolen firearm sign is posted. [26835(a)(9)]\u003Cbr>Suicide Prevention Lifeline sign is posted. [26835(b)] | □Yes\u003Cbr>□Yes\u003Cbr>□Yes\u003Cbr>□Yes\u003Cbr>□Yes\u003Cbr>□Yes\u003Cbr>□Yes\u003Cbr>□Yes\u003Cbr>□Yes\u003Cbr>□Yes | □ No\u003Cbr>□ No\u003Cbr>□ No\u003Cbr>□ No\u003Cbr>□ No\u003Cbr>□ No\u003Cbr>□ No\u003Cbr>□ No\u003Cbr>□ No\u003Cbr>□ No |\n| VI. FIREARM SAFETY CERT/FICATE REQUIREMENTS (lmmediatel |  |  |\n| a. FSC Certified lnstructor(s) Certificate is current. [31635(b)J\u003Cbr>b. FSC test area is a separate room or is a partitioned area. [31640(f)]\u003Cbr>c. FSC booklets are unmarked. [27550]\u003Cbr>d. FSC tests are accurately completed and graded correctly. [31620(a) and 31645(a)]\u003Cbr>e. FSC tests are retained for five years. [CCR 4253] | □ Yes\u003Cbr>□ Ye","cbCaiggSSzcdxooc","https://ap.wps.com/l/cbCaiggSSzcdxooc","pdf",653086,"English","# Internal Audit Information\n# Licensing Requirements\n# Fee Requirements\n# Security Requirements\n# Sign Requirements\n# Firearm Safety Cert/ficate Requirements\n# Inspection Requirements","[{\"question\":\"What internal audit details must be completed in the worksheet?\",\"answer\":\"The worksheet records business name and CFD number, licensee and responsible person information, on-site inspection status, routine/follow-up/referral type, auditor and audit number, dates, and start/end times.\"},{\"question\":\"Which compliance areas are covered besides licensing?\",\"answer\":\"It includes fee requirements, security requirements (facility protections), required signage categories, FSC certificate and testing requirements, and detailed inspection/recordkeeping requirements for transactions and identification documentation.\"},{\"question\":\"How does the worksheet handle items requiring immediate action versus one-week follow-up?\",\"answer\":\"Sections specify timing such as “Immediate” and “Immediate and/or 1 week to obtain,” allowing checkboxes for whether each requirement is met and whether any follow-up documentation or verification is needed.\"}]","Firearms Dealer Internal Audit Compliance Inspection Worksheet | PDF",1791009271]