[{"data":1,"prerenderedAt":-1},["ShallowReactive",2],{"detail-sidebar-cat-0-en-105":3,"doc-seo-390205-105":59,"doc-detail-390205-en":135},{"code":4,"msg":5,"data":6},0,"success",[7,13,18,23,28,33,38,43,48,51,55],{"id":8,"doc_module":4,"doc_module_name":9,"category_name":10,"show_sort_weight":11,"slug":12},1,"Document","Story & Novel",90,"story-novel",{"id":14,"doc_module":4,"doc_module_name":9,"category_name":15,"show_sort_weight":16,"slug":17},2,"Literature",80,"literature",{"id":19,"doc_module":4,"doc_module_name":9,"category_name":20,"show_sort_weight":21,"slug":22},4,"Exam",70,"exam",{"id":24,"doc_module":4,"doc_module_name":9,"category_name":25,"show_sort_weight":26,"slug":27},5,"Comic",60,"comic",{"id":29,"doc_module":4,"doc_module_name":9,"category_name":30,"show_sort_weight":31,"slug":32},6,"Technology",50,"technology",{"id":34,"doc_module":4,"doc_module_name":9,"category_name":35,"show_sort_weight":36,"slug":37},7,"Healthcare",40,"healthcare",{"id":39,"doc_module":4,"doc_module_name":9,"category_name":40,"show_sort_weight":41,"slug":42},8,"Research & Report",30,"research-report",{"id":44,"doc_module":4,"doc_module_name":9,"category_name":45,"show_sort_weight":46,"slug":47},9,"Religion & Spirituality",20,"religion-spirituality",{"id":46,"doc_module":4,"doc_module_name":9,"category_name":49,"show_sort_weight":46,"slug":50},"World Cup","world-cup",{"id":52,"doc_module":4,"doc_module_name":9,"category_name":53,"show_sort_weight":52,"slug":54},10,"Lifestyle","lifestyle",{"id":56,"doc_module":4,"doc_module_name":9,"category_name":57,"show_sort_weight":24,"slug":58},19,"General","general",{"code":4,"msg":60,"data":61},"ok",{"site_id":62,"language":63,"slug":64,"title":65,"keywords":66,"description":67,"schema_data":68,"social_meta":128,"head_meta":130,"extra_data":132,"updated_unix":134},105,"en","finra-form-u10-submission-instructions","FINRA Form U10 Submission Instructions","","Step-by-step guidance for submitting FINRA Form U10 through the FINRA website, including how to register a new user, complete required fields, and proceed to only sections 1 and 4C (Series 65 checkbox). The workflow covers receiving login credentials and a one-time password, changing the password, answering security questions, confirming information, and submitting with credit card payment. It also explains approval notifications, enrollment validity, scheduling examination appointments, and fee consequences for rescheduling or canceling within set timelines.",{"@graph":69,"@context":127},[70,84,106],{"@type":71,"itemListElement":72},"BreadcrumbList",[73,77,79,82],{"item":74,"name":75,"@type":76,"position":8},"https://docshare.wps.com","Home","ListItem",{"item":78,"name":9,"@type":76,"position":14},"https://docshare.wps.com/document/",{"item":80,"name":20,"@type":76,"position":81},"https://docshare.wps.com/document/exam/",3,{"item":83,"name":65,"@type":76,"position":19},"https://docshare.wps.com/document/finra-form-u10-submission-instructions/390205/",{"url":83,"name":65,"@type":85,"image":86,"author":91,"headline":65,"publisher":94,"fileFormat":97,"inLanguage":63,"description":67,"dateModified":98,"datePublished":99,"encodingFormat":97,"isAccessibleForFree":100,"interactionStatistic":101},"DigitalDocument",{"url":87,"@type":88,"width":89,"height":90},"https://docshare.wps.com/thumbnails/finra-form-u10-submission-instructions/390205.png","ImageObject",300,407,{"name":92,"@type":93},"Anna Hans","Person",{"url":74,"name":95,"@type":96},"DocShare","Organization","application/pdf","2026-11-07","2026-09-25",true,{"@type":102,"interactionType":103,"userInteractionCount":105},"InteractionCounter",{"@type":104},"ViewAction",12,{"@type":107,"mainEntity":108},"FAQPage",[109,115,119,123],{"name":110,"@type":111,"acceptedAnswer":112},"How do I start the FINRA Form U10 submission process online?","Question",{"text":113,"@type":114},"Click the “Submit Form U10 Online” button on FINRA’s Form U10 page, then select “Register New User.” Complete the required fields and click “Submit.”","Answer",{"name":116,"@type":111,"acceptedAnswer":117},"What happens after successful submission of Form U10?",{"text":118,"@type":114},"You will receive an email with login information and a one-time password. After logging in, you must change the password and answer three security questions before continuing.",{"name":120,"@type":111,"acceptedAnswer":121},"Which sections of Form U10 should be completed, and what is required for the credit card payment submission?",{"text":122,"@type":114},"Complete only sections 1 and 4C (Series 65 checkbox) and click “Continue.” Confirm the information and submit Form U10 along with credit card payment.",{"name":124,"@type":111,"acceptedAnswer":125},"How do appointment changes affect examination fees and what is the enrollment validity period?",{"text":126,"@type":114},"Enrollments are valid for 120 calendar days. Reschedules or cancellations within 10 business days incur the existing fee at the time the appointment is changed, while late cancellations or missed appointments forfeit the examination fee and require a new Form U10 submission.","https://schema.org",{"og:url":83,"og:type":129,"og:title":65,"og:site_name":95,"og:description":67},"article",{"robots":131,"canonical":83},"index,follow",{"doc_id":133,"site_id":62},390205,1791170947,{"code":4,"msg":5,"data":136},{"doc_id":133,"user_id":137,"nickname":92,"user_avatar":138,"doc_module":4,"category_id":19,"category_name":20,"doc_title":65,"doc_description":67,"doc_content":139,"file_id":140,"file_url":141,"file_type":142,"file_size":143,"view_count":105,"is_deleted":4,"is_public":8,"is_downloadable":8,"audit_status":8,"page_count":14,"language":144,"language_code":63,"site_id":62,"html_lang":63,"table_of_contents":145,"faqs":146,"seo_title":147,"seo_description":67,"update_tm":148,"read_time":24,"preview_page_count":4},5909892332657,"https://ap-avatar.wpscdn.com/davatar_994ba38a5ba835b3df7d355c54d3ed8d","NextStep: Licensing  \nInstructions for submitting FINRA Form U10  \nHere are instructions on how to begin the process with the Financial Industry Regulatory Authority (FINRA) by submitting Form U10 .  \n1. Click the red “Submit Form U10 Online” button at [http://www.finra.org/industry/formu10](http://www.finra.org/industry/formu10) .  \n2. Click “Register New User.”  \n3. Complete all required fields and click “Submit.”  \n4. Upon successful submission, you will receive an email at the email address provided with login information and a one-time password.  \n5. Upon logging into the FINRA site with the user name and one-time password, you will be requested to change the password on the account and answer three security questions.  \n6. Complete only sections 1 and 4C. (Series 65 checkbox) of Form U10 and click “Continue.”  \n7. Confirm information and submit Form U10 along with credit card payment.  \n8. Once Form U10 and payment have been successfully submitted, you’ll receive a confirmation email.  \n9. After the submitted form has been approved, a Notice of Enrollment will be emailed to you.  \n10. You must make the necessary appointment and take the examination before the expiration date as shown on the Notice of Enrollment or the enrollment will expire and the fee will be forfeited. Enrollments are valid for 120 calendar days. If you need to reschedule or cancel your qualification exam appointment, you must do so a minimum of 10 business days in advance to avoid any fees.  \nAppointments rescheduled or cancelled within 10 business days will incur the existing fee at the time the appointment is changed. If you cancel late or do not appear for a scheduled appointment, the examination fee will be forfeited and a new Form U10 must be submitted.  \nExamination Scheduling  \nFor test scheduling, please contact either of the following:  \n􀁸 Prometric Testing Centers: 800-578-6273 or online [http://www.prometric.com/finra](http://www.prometric.com/finra)  \n􀁸 Pearson Professional Centers: 866-396-6273 or online [http://www.pearsonvue.com/finra](http://www.pearsonvue.com/finra)","cbCaiamMAhF5wxr6","https://ap.wps.com/l/cbCaiamMAhF5wxr6","pdf",226798,"English","# Submitting Form U10 Online\n## Registration and required steps\n## Confirmation, approval, and enrollment validity\n# Examination Scheduling Contacts\n## Prometric Testing Centers\n## Pearson Professional Centers","[{\"question\":\"How do I start the FINRA Form U10 submission process online?\",\"answer\":\"Click the “Submit Form U10 Online” button on FINRA’s Form U10 page, then select “Register New User.” Complete the required fields and click “Submit.”\"},{\"question\":\"What happens after successful submission of Form U10?\",\"answer\":\"You will receive an email with login information and a one-time password. After logging in, you must change the password and answer three security questions before continuing.\"},{\"question\":\"Which sections of Form U10 should be completed, and what is required for the credit card payment submission?\",\"answer\":\"Complete only sections 1 and 4C (Series 65 checkbox) and click “Continue.” Confirm the information and submit Form U10 along with credit card payment.\"},{\"question\":\"How do appointment changes affect examination fees and what is the enrollment validity period?\",\"answer\":\"Enrollments are valid for 120 calendar days. Reschedules or cancellations within 10 business days incur the existing fee at the time the appointment is changed, while late cancellations or missed appointments forfeit the examination fee and require a new Form U10 submission.\"}]","FINRA Form U10 Submission Instructions | PDF",1790331313]