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Part I states submission obligations, limits marketing use, and requires a supporting letter describing capabilities, eligible markets, and last-year trading volume aligned to FRBNY expectations. It collects legal identity and contact information, lists primary regulators, and asks about participation in TradeWeb and tri-party repo arrangements with Euroclear. Firms meeting eligibility may proceed to additional information requests.",{"@graph":69,"@context":122},[70,84,105],{"@type":71,"itemListElement":72},"BreadcrumbList",[73,77,79,82],{"item":74,"name":75,"@type":76,"position":8},"https://docshare.wps.com","Home","ListItem",{"item":78,"name":9,"@type":76,"position":14},"https://docshare.wps.com/document/",{"item":80,"name":40,"@type":76,"position":81},"https://docshare.wps.com/document/research-report/",3,{"item":83,"name":65,"@type":76,"position":19},"https://docshare.wps.com/document/expression-of-interest-to-become-a-foreign-reserve-management-counterparty-part-i-form/203450/",{"url":83,"name":65,"@type":85,"image":86,"author":91,"headline":65,"publisher":94,"fileFormat":97,"inLanguage":63,"description":67,"dateModified":98,"datePublished":99,"encodingFormat":97,"isAccessibleForFree":100,"interactionStatistic":101},"DigitalDocument",{"url":87,"@type":88,"width":89,"height":90},"https://docshare.wps.com/thumbnails/expression-of-interest-to-become-a-foreign-reserve-management-counterparty-part-i-form/203450.png","ImageObject",300,407,{"name":92,"@type":93},"Lucas Martin","Person",{"url":74,"name":95,"@type":96},"DocShare","Organization","application/pdf","2026-10-07","2026-09-04",true,{"@type":102,"interactionType":103,"userInteractionCount":34},"InteractionCounter",{"@type":104},"ViewAction",{"@type":106,"mainEntity":107},"FAQPage",[108,114,118],{"name":109,"@type":110,"acceptedAnswer":111},"What does submitting this expression of interest obligate the firm to do?","Question",{"text":112,"@type":113},"The submission limits advertising or promotional use of the fact that the firm submitted the materials or is under consideration, except when required by law or to supervisory/regulatory authorities.","Answer",{"name":115,"@type":110,"acceptedAnswer":116},"What must the accompanying letter in Part I include?",{"text":117,"@type":113},"It must outline the firm’s ability to meet FRBNY’s expectations and eligibility criteria, including desired markets, relevant capabilities and trading activities, and activity volume from the last year in relevant business areas.",{"name":119,"@type":110,"acceptedAnswer":120},"Which items does Part II request regarding organization, governance, and oversight?",{"text":121,"@type":113},"It requests formation documents, ownership structure descriptions (beneficial owners and control persons), an organizational chart of the entity and consolidated group, a certificate of good standing, and—under compliance—an organizational chart of the compliance function plus biographies of the top compliance officers.","https://schema.org",{"og:url":83,"og:type":124,"og:title":65,"og:site_name":95,"og:description":67},"article",{"robots":126,"canonical":83},"index,follow",{"doc_id":128,"site_id":62},203450,1788560861,{"code":4,"msg":5,"data":131},{"doc_id":128,"user_id":132,"nickname":92,"user_avatar":133,"doc_module":4,"category_id":39,"category_name":40,"doc_title":65,"doc_description":67,"doc_content":134,"file_id":135,"file_url":136,"file_type":137,"file_size":138,"view_count":34,"is_deleted":4,"is_public":8,"is_downloadable":8,"audit_status":8,"page_count":24,"language":139,"language_code":63,"site_id":62,"html_lang":63,"table_of_contents":140,"faqs":141,"seo_title":142,"seo_description":67,"update_tm":129,"read_time":143},8796095360427,"https://ap-avatar.wpscdn.com/davatar_994ba38a5ba835b3df7d355c54d3ed8d","EXPRESSION OF INTEREST TO BECOME  \nA FOREIGN RESERVE MANAGEMENT COUNTERPARTY  \n*  \nPart I  \nBy submitting these materials, you agree that you will not advertise or include in promotional material or business discussions with any third parties or customers, other than to supervisory or regulatory authorities or as otherwise required by law, your interest in becoming a foreign reserve management counterparty or the fact that you have submitted these materials to FRBNY and are under consideration to become a foreign reserve management counterparty.  \nIn addition to this form, a prospective foreign reserve management counterparty should submit a letter outlining its ability to meet the expectations in the FRBNY Policy on Counterparties for Market Operations and the specific eligibility criteria for foreign reserve management counterparties. The letter should include a list of markets in which the firm would like to transact, a description of the firm’s capabilities in relevant markets and trading activities and volume of activity in the last year in the business areas relevant to the foreign reserve management counterparty relationship with the New York Fed.  \n\n| Legal Name & Address of Prospective Counterparty: | Name:\u003Cbr>Address: |\n| --- | --- |\n| Type of Entity (broker-dealer, bank, etc.): |  |\n| Primary Business Contact: | Name:\u003Cbr>Address: Tel:\u003Cbr>Email: |\n| Primary Legal Contact: | Name:\u003Cbr>Address: Tel:\u003Cbr>Email: |\n| Primary Compliance Contact: | Name:\u003Cbr>Address: Tel:\u003Cbr>Email: |\n| Legal Name & Address of Ultimate Parent Company (if applicable): | Name:\u003Cbr>Address: |\n\n* Note that this is the initial step in the process to become a foreign reserve management counterparty. The New York Fed will determine its business need for additional foreign reserve management counterparties. A firm who appears, from this expression of interest, to meet the eligibility criteria for becoming a foreign reserve management counterparty will undergo a more comprehensive consideration process, and will be asked to submit additional information, typically of the sort identified in Part II.  \n\n| Primary Regulator & Contact at Primary Regulator: | Regulator: Name:\u003Cbr>Address: Tel:\u003Cbr>Email: |\n| --- | --- |\n| Is the firm a member of TradeWeb? (This questions is applicable to firms that are interested in euro bond purchases and sales) | YES\u003Cbr>NO |\n| Has the firm established tri-party repo arrangements with Euroclear? (This question is applicable to firms that are interested in euro reverse repo and euro repo transactions) | YES\u003Cbr>NO |\n\nEXPRESSION OF INTEREST TO BECOME  \nA FOREIGN RESERVE MANAGEMENT COUNTERPARTY  \n*  \nPart II  \nInformation Request  \nA. Organization and Governance  \n• Copy of the prospective counterparty’s original formation documents  \n• Description of the prospective counterparty’s ownership structure, including the following:  \n- For beneficial owners: 1 full legal name, biography of individual (including details on professional experience)  \n- For control persons:2 full legal name, biography (including details on professional experience), relationship to the entity  \n• Organizational chart of the prospective counterparty and its consolidated group (including ownership and control information for each entity);  \n• Certificate of good standing or similar document from the jurisdiction of formation  \nB. Financial Condition  \n• Description of financial condition of the prospective counterparty and the consolidated corporate group to which it belongs, including audited financial statements (with notes) from the last three (3) fiscal years, as well as the first half year or most recent quarterly financial statements, whichever is applicable 3  \n* Note that this is simply a form of typical information request that FRBNY will provide to prospective counterparties that have completed Part I and that appear to be appropriate candidates for further consideration as a foreign reserve management counterparty. The actual information request s","cbCaigB6ILvT27vW","https://ap.wps.com/l/cbCaigB6ILvT27vW","pdf",38660,"English","# Expression of Interest to Become a Foreign Reserve Management Counterparty\n## Part I\n## Part II: Information Request\n### A. Organization and Governance\n### B. Financial Condition\n### C. Regulation\n### D. Compliance Regime","[{\"question\":\"What does submitting this expression of interest obligate the firm to do?\",\"answer\":\"The submission limits advertising or promotional use of the fact that the firm submitted the materials or is under consideration, except when required by law or to supervisory/regulatory authorities.\"},{\"question\":\"What must the accompanying letter in Part I include?\",\"answer\":\"It must outline the firm’s ability to meet FRBNY’s expectations and eligibility criteria, including desired markets, relevant capabilities and trading activities, and activity volume from the last year in relevant business areas.\"},{\"question\":\"Which items does Part II request regarding organization, governance, and oversight?\",\"answer\":\"It requests formation documents, ownership structure descriptions (beneficial owners and control persons), an organizational chart of the entity and consolidated group, a certificate of good standing, and—under compliance—an organizational chart of the compliance function plus biographies of the top compliance officers.\"}]","Expression of Interest to Become a Foreign Reserve Management Counterparty - Part I - Form | PDF",13]