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The guide explains each exam’s purpose for broker-dealer and investment adviser representatives, plus key prerequisites for Series 66 readiness. It also includes an exams update noting regulatory changes reflecting the SEC Investment Adviser Marketing Rule, effective in 2022, and provides navigation to exam content outlines and announcements. Online testing availability is 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is the Series 63 exam for?","Question",{"text":112,"@type":113},"The Series 63, Uniform Securities Agent State Law Examination, is the state law test for broker-dealer representatives.","Answer",{"name":115,"@type":110,"acceptedAnswer":116},"What is the Series 65 exam for?",{"text":117,"@type":113},"The Series 65, Uniform Investment Adviser Law Examination, is for investment adviser representatives.",{"name":119,"@type":110,"acceptedAnswer":120},"How does Series 66 relate to Series 7, and what validity requirement applies?",{"text":121,"@type":113},"Passing Series 66 qualifies a representative as an adviser based on the Series 66, but the person must also have passed the Series 7 exam, and the Series 7 exam must be valid (not expired).",{"name":123,"@type":110,"acceptedAnswer":124},"What change did NASAA make to Series 63, 65, and 66 questions?",{"text":125,"@type":113},"NASAA updated questions on Series 63, 65, and 66 to reflect changes to the SEC’s Investment Adviser Marketing Rule, effective in 2022.","https://schema.org",{"og:url":83,"og:type":128,"og:title":65,"og:site_name":95,"og:description":67},"article",{"robots":130,"canonical":83},"index,follow",{"doc_id":132,"site_id":62},390622,1790625006,{"code":4,"msg":5,"data":135},{"doc_id":132,"user_id":136,"nickname":92,"user_avatar":137,"doc_module":4,"category_id":19,"category_name":20,"doc_title":65,"doc_description":67,"doc_content":138,"file_id":139,"file_url":140,"file_type":141,"file_size":142,"view_count":39,"is_deleted":4,"is_public":8,"is_downloadable":8,"audit_status":8,"page_count":14,"language":143,"language_code":63,"site_id":62,"html_lang":63,"table_of_contents":144,"faqs":145,"seo_title":146,"seo_description":67,"update_tm":147,"read_time":24,"preview_page_count":4},1374404737137,"https://ap-avatar.wpscdn.com/davatar_155a257f0dc6eb9ab79c44ca47cae57d","9/27/23,10:41 PM  \nExam Study Guides-NASAA  \nSearch  \nContact Your Regulator  \nABOUT  \nEVENTS  \nPOLICY  \nEXAMS  \nNEWSROOM  \nINDUSTRY RESOURCES  \nINVESTOR EDUCATION  \nMEMBER LOG IN  \nHome>Exams>General Exam Information>Exam Study Guides  \nSERIES 63EXAM STUDY GUIDE  \nThe Series 63,Uniform Securities Agent State Law Examination,is the state law test for broker-dealer representatives.  \nSERIES 66EXAM STUDY GUIDE  \nf  \nPassing the Series 66,the Uniform Combined State Law Examination,qualifies ani  lal as ifadviser representative based on the Series 66,an individual must also have passe inSeries 7 exam and the exam must be valid(i.e.,not expired).  \nSERIES 65EXAM STUDY GUIDE  \nThe Series 65,Uniform Investment Adviser Law Examination,is for investment adviserrepresentatives.  \nIN THIS SECTION  \nEXAM STUDY GUIDES  \nSeries 63 Exam ContentOutline  \nSeries 65 Exam ContentOutline  \nSeries 66 Exam ContentOutline  \nANNOUNCEMENTS  \n9/27/23,10:41 PM  \nExam Study Guides-NASAA  \nContact Your Regulator  \nciation  \nEXAMS NEWSROOM  \nINDUSTRY RESOURCES  \nffers the  \nINVESTOR EDUCATION  \nind Series  \nMEMBER LOG IN  \nis through  \nonline testing.These examsare only available online forcandidates who providemedical proof that they cannottake exams in testing centers.  \n# Exams Update\n\nIn light of recent regulatorychanges,NASAA has updatedquestions on the Series 63,65,and 66 to reflect changes tothe SEC's Investment AdviserMarketing Rule.The changetook effect o2022.CONTAC1Exams@nasa  \n# CONRAICACUYSPoLICYAREERS\n\nNORTH AMERICAN SECURITIESADMINISTRATORS ASSOCIATION750 First Street NE,Suite 990Washington,DC 20002202-737-0900  \nCopyrighto2023,NASAA.No materials,including graphics,may be reused,modified or reproduced without writtenpermission.","cbCaitoKBxHJsJxf","https://ap.wps.com/l/cbCaitoKBxHJsJxf","pdf",273544,"English","# Exams Update\n## Series 63 Exam Content Outline\n## Series 65 Exam Content Outline\n## Series 66 Exam Content Outline\n## Announcements","[{\"question\":\"What is the Series 63 exam for?\",\"answer\":\"The Series 63, Uniform Securities Agent State Law Examination, is the state law test for broker-dealer representatives.\"},{\"question\":\"What is the Series 65 exam for?\",\"answer\":\"The Series 65, Uniform Investment Adviser Law Examination, is for investment adviser representatives.\"},{\"question\":\"How does Series 66 relate to Series 7, and what validity requirement applies?\",\"answer\":\"Passing Series 66 qualifies a representative as an adviser based on the Series 66, but the person must also have passed the Series 7 exam, and the Series 7 exam must be valid (not expired).\"},{\"question\":\"What change did NASAA make to Series 63, 65, and 66 questions?\",\"answer\":\"NASAA updated questions on Series 63, 65, and 66 to reflect changes to the SEC’s Investment Adviser Marketing Rule, effective in 2022.\"}]","Exam Study Guides - Series 63 - Series 65 - Series 66 | PDF",1790337072]