[{"data":1,"prerenderedAt":-1},["ShallowReactive",2],{"detail-sidebar-cat-0-en-105":3,"doc-seo-390308-105":59,"doc-detail-390308-en":131},{"code":4,"msg":5,"data":6},0,"success",[7,13,18,23,28,33,38,43,48,51,55],{"id":8,"doc_module":4,"doc_module_name":9,"category_name":10,"show_sort_weight":11,"slug":12},1,"Document","Story & Novel",90,"story-novel",{"id":14,"doc_module":4,"doc_module_name":9,"category_name":15,"show_sort_weight":16,"slug":17},2,"Literature",80,"literature",{"id":19,"doc_module":4,"doc_module_name":9,"category_name":20,"show_sort_weight":21,"slug":22},4,"Exam",70,"exam",{"id":24,"doc_module":4,"doc_module_name":9,"category_name":25,"show_sort_weight":26,"slug":27},5,"Comic",60,"comic",{"id":29,"doc_module":4,"doc_module_name":9,"category_name":30,"show_sort_weight":31,"slug":32},6,"Technology",50,"technology",{"id":34,"doc_module":4,"doc_module_name":9,"category_name":35,"show_sort_weight":36,"slug":37},7,"Healthcare",40,"healthcare",{"id":39,"doc_module":4,"doc_module_name":9,"category_name":40,"show_sort_weight":41,"slug":42},8,"Research & Report",30,"research-report",{"id":44,"doc_module":4,"doc_module_name":9,"category_name":45,"show_sort_weight":46,"slug":47},9,"Religion & Spirituality",20,"religion-spirituality",{"id":46,"doc_module":4,"doc_module_name":9,"category_name":49,"show_sort_weight":46,"slug":50},"World Cup","world-cup",{"id":52,"doc_module":4,"doc_module_name":9,"category_name":53,"show_sort_weight":52,"slug":54},10,"Lifestyle","lifestyle",{"id":56,"doc_module":4,"doc_module_name":9,"category_name":57,"show_sort_weight":24,"slug":58},19,"General","general",{"code":4,"msg":60,"data":61},"ok",{"site_id":62,"language":63,"slug":64,"title":65,"keywords":66,"description":67,"schema_data":68,"social_meta":124,"head_meta":126,"extra_data":128,"updated_unix":130},105,"en","brokercheck-report-broker-qualifications-report-summary","BrokerCheck Report - Broker Qualifications - Report Summary","","FINRA BrokerCheck report for broker Howard Hao-Chung Hsieh summarizes professional background, registration status, and conduct-related disclosure items drawn from FINRA’s Central Registration Depository (CRD) and regulator-reported records. It explains what BrokerCheck includes, data source and update timing, and notes that reported actions may involve pending matters, allegations, or unresolved events. The summary lists current registrations, exam history, prior firm registrations, and disclosure event counts such as customer disputes.",{"@graph":69,"@context":123},[70,84,106],{"@type":71,"itemListElement":72},"BreadcrumbList",[73,77,79,82],{"item":74,"name":75,"@type":76,"position":8},"https://docshare.wps.com","Home","ListItem",{"item":78,"name":9,"@type":76,"position":14},"https://docshare.wps.com/document/",{"item":80,"name":20,"@type":76,"position":81},"https://docshare.wps.com/document/exam/",3,{"item":83,"name":65,"@type":76,"position":19},"https://docshare.wps.com/document/brokercheck-report-broker-qualifications-report-summary/390308/",{"url":83,"name":65,"@type":85,"image":86,"author":91,"headline":65,"publisher":94,"fileFormat":97,"inLanguage":63,"description":67,"dateModified":98,"datePublished":99,"encodingFormat":97,"isAccessibleForFree":100,"interactionStatistic":101},"DigitalDocument",{"url":87,"@type":88,"width":89,"height":90},"https://docshare.wps.com/thumbnails/brokercheck-report-broker-qualifications-report-summary/390308.png","ImageObject",300,407,{"name":92,"@type":93},"Mary Man","Person",{"url":74,"name":95,"@type":96},"DocShare","Organization","application/pdf","2026-10-29","2026-09-25",true,{"@type":102,"interactionType":103,"userInteractionCount":105},"InteractionCounter",{"@type":104},"ViewAction",14,{"@type":107,"mainEntity":108},"FAQPage",[109,115,119],{"name":110,"@type":111,"acceptedAnswer":112},"What does a BrokerCheck report include for an individual broker?","Question",{"text":113,"@type":114},"It includes employment history, professional qualifications, and disclosure items such as disciplinary actions, criminal convictions, civil judgments, and arbitration awards.","Answer",{"name":116,"@type":111,"acceptedAnswer":117},"Where does the information in BrokerCheck come from?",{"text":118,"@type":114},"The information comes from FINRA’s CRD and combines filings required through the registration/licensing process with regulator-reported disciplinary actions or allegations.",{"name":120,"@type":111,"acceptedAnswer":121},"How current is the BrokerCheck information?",{"text":122,"@type":114},"Active brokerage firms and brokers generally update their information in CRD within 30 days, and reported information is typically available in BrokerCheck the next business day.","https://schema.org",{"og:url":83,"og:type":125,"og:title":65,"og:site_name":95,"og:description":67},"article",{"robots":127,"canonical":83},"index,follow",{"doc_id":129,"site_id":62},390308,1790437355,{"code":4,"msg":5,"data":132},{"doc_id":129,"user_id":133,"nickname":92,"user_avatar":134,"doc_module":4,"category_id":19,"category_name":20,"doc_title":65,"doc_description":67,"doc_content":135,"file_id":136,"file_url":137,"file_type":138,"file_size":139,"view_count":105,"is_deleted":4,"is_public":8,"is_downloadable":8,"audit_status":8,"page_count":105,"language":140,"language_code":63,"site_id":62,"html_lang":63,"table_of_contents":141,"faqs":142,"seo_title":143,"seo_description":67,"update_tm":144,"read_time":145,"preview_page_count":4},7421720224475,"https://ap-avatar.wpscdn.com/davatar_276721f389ce27ea32af1340a28f341c","BrokerCheck Report  \nHOWARD HAO-CHUNG HSIEH  \nCRD\\# 4947882  \nSection Title  Page(s)  \nReport Summary 1  \nBroker Qualifications 2-4  \nRegistration and Employment History 6-7  \nDisclosure Events 8  \nAbout BrokerCheck®  \nBrokerCheck offers information on all current, and many former, registered securities brokers, and all current and former registered securities firms. FINRA strongly encourages investors to use BrokerCheck to check the background of securities brokers and brokerage firms before deciding to conduct, or continue to conduct, business with them.  \n· What is included in a BrokerCheck report?  \n· BrokerCheck reports for individual brokers include information such as employment history, professional qualifications, disciplinary actions, criminal convictions, civil judgments and arbitration awards. BrokerCheck reports for brokerage firms include information on a firm’s profile, history, and operations, as well as many of the same disclosure events mentioned above.  \n· Please note that the information contained in a BrokerCheck report may include pending actions or  \nallegations that may be contested, unresolved or unproven. In the end, these actions or allegations may be resolved in favor of the broker or brokerage firm, or concluded through a negotiated settlement with no admission or finding of wrongdoing.  \n· Where did this information come from?  \n· The information contained in BrokerCheck comes from FINRA’s Central Registration Depository, or CRD® and is a combination of:  \no information FINRA and/or the Securities and Exchange Commission (SEC) require brokers and brokerage firms to submit as part of the registration and licensing process, and  \no information that regulators report regarding disciplinary actions or allegations against firms or brokers.  \n· How current is this information?  \n· Generally, active brokerage firms and brokers are required to update their professional and disciplinary information in CRD within 30 days. Under most circumstances, information reported by brokerage firms, brokersand regulators is available in BrokerCheck the next business day.  \n· What if I want to check the background of an investment adviser firm or investment adviser representative?  \n· To check the background of an investment adviser firm or representative, you can search for the firm or individual in BrokerCheck. If your search is successful, click on the link provided to view the available licensing and registration information in the SEC's Investment Adviser Public Disclosure (IAPD) website at [https://www.adviserinfo.sec.gov. In](https://www.adviserinfo.sec.gov. In) the alternative, you may search the IAPD website directly or contact your state securities regulator at [http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/P455414](http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/P455414) .  \n· Are there other resources I can use to check the background of investment professionals?  \n· FINRA recommends that you learn as much as possible about an investment professional before deciding to work with them. Your state securities regulator can help you research brokers and investment adviser representatives doing business in your state.  \n·  \nThank you for using FINRA BrokerCheck.  \nUsing this site/information means that you accept the FINRA BrokerCheck Terms and Conditions. A complete list of Terms and Conditions can be found at  \n[brokercheck.finra.org](brokercheck.finra.org)  \nFor additional information about the contents of this report, please refer to the User Guidance or [www.finra.org/brokercheck. It](www.finra.org/brokercheck. It)[ ](www.finra.org/brokercheck. It)provides a glossary of terms and a list of frequently asked questions, as well as additional resources. For more information about FINRA, [visit www.finra.org](visit www.finra.org).  \n[www.finra.org/brokercheck](www.finra.org/brokercheck) User Guidance  \nHOWARD H. HSIEH  \nCRD\\# 4947882  \nCurrently employed by and registered with the follow","cbCaieEKsvSXGsJb","https://ap.wps.com/l/cbCaieEKsvSXGsJb","pdf",86047,"English","# Report Summary\n## Broker Qualifications\n## Registration History\n## Disclosure Events\n## About BrokerCheck","[{\"question\":\"What does a BrokerCheck report include for an individual broker?\",\"answer\":\"It includes employment history, professional qualifications, and disclosure items such as disciplinary actions, criminal convictions, civil judgments, and arbitration awards.\"},{\"question\":\"Where does the information in BrokerCheck come from?\",\"answer\":\"The information comes from FINRA’s CRD and combines filings required through the registration/licensing process with regulator-reported disciplinary actions or allegations.\"},{\"question\":\"How current is the BrokerCheck information?\",\"answer\":\"Active brokerage firms and brokers generally update their information in CRD within 30 days, and reported information is typically available in BrokerCheck the next business day.\"}]","BrokerCheck Report - Broker Qualifications - Report Summary | PDF",1790332541,35]