[{"data":1,"prerenderedAt":-1},["ShallowReactive",2],{"detail-sidebar-cat-0-en-105":3,"doc-seo-390094-105":59,"doc-detail-390094-en":130},{"code":4,"msg":5,"data":6},0,"success",[7,13,18,23,28,33,38,43,48,51,55],{"id":8,"doc_module":4,"doc_module_name":9,"category_name":10,"show_sort_weight":11,"slug":12},1,"Document","Story & Novel",90,"story-novel",{"id":14,"doc_module":4,"doc_module_name":9,"category_name":15,"show_sort_weight":16,"slug":17},2,"Literature",80,"literature",{"id":19,"doc_module":4,"doc_module_name":9,"category_name":20,"show_sort_weight":21,"slug":22},4,"Exam",70,"exam",{"id":24,"doc_module":4,"doc_module_name":9,"category_name":25,"show_sort_weight":26,"slug":27},5,"Comic",60,"comic",{"id":29,"doc_module":4,"doc_module_name":9,"category_name":30,"show_sort_weight":31,"slug":32},6,"Technology",50,"technology",{"id":34,"doc_module":4,"doc_module_name":9,"category_name":35,"show_sort_weight":36,"slug":37},7,"Healthcare",40,"healthcare",{"id":39,"doc_module":4,"doc_module_name":9,"category_name":40,"show_sort_weight":41,"slug":42},8,"Research & Report",30,"research-report",{"id":44,"doc_module":4,"doc_module_name":9,"category_name":45,"show_sort_weight":46,"slug":47},9,"Religion & Spirituality",20,"religion-spirituality",{"id":46,"doc_module":4,"doc_module_name":9,"category_name":49,"show_sort_weight":46,"slug":50},"World Cup","world-cup",{"id":52,"doc_module":4,"doc_module_name":9,"category_name":53,"show_sort_weight":52,"slug":54},10,"Lifestyle","lifestyle",{"id":56,"doc_module":4,"doc_module_name":9,"category_name":57,"show_sort_weight":24,"slug":58},19,"General","general",{"code":4,"msg":60,"data":61},"ok",{"site_id":62,"language":63,"slug":64,"title":65,"keywords":66,"description":67,"schema_data":68,"social_meta":123,"head_meta":125,"extra_data":127,"updated_unix":129},105,"en","1915033502-examination-requirements","191—50.33(502) Examination requirements","","Examination requirements for individuals applying to be registered as an investment adviser representative are specified under rule 50.33. Applicants must submit proof of either a passing Series 65 result, or passing Series 7 and Series 66 results, with an added conditional reference to FINRA’s Securities Industry Essentials Exam for applications received on or after October 1, 2018. FINRA waivers for the Series 7 exam may be accepted in place of the stated requirement. Certain categories of registrants are exempt, including specified registration timelines and holders of recognized financial designations.",{"@graph":69,"@context":122},[70,84,105],{"@type":71,"itemListElement":72},"BreadcrumbList",[73,77,79,82],{"item":74,"name":75,"@type":76,"position":8},"https://docshare.wps.com","Home","ListItem",{"item":78,"name":9,"@type":76,"position":14},"https://docshare.wps.com/document/",{"item":80,"name":20,"@type":76,"position":81},"https://docshare.wps.com/document/exam/",3,{"item":83,"name":65,"@type":76,"position":19},"https://docshare.wps.com/document/1915033502-examination-requirements/390094/",{"url":83,"name":65,"@type":85,"image":86,"author":91,"headline":65,"publisher":94,"fileFormat":97,"inLanguage":63,"description":67,"dateModified":98,"datePublished":99,"encodingFormat":97,"isAccessibleForFree":100,"interactionStatistic":101},"DigitalDocument",{"url":87,"@type":88,"width":89,"height":90},"https://docshare.wps.com/thumbnails/1915033502-examination-requirements/390094.png","ImageObject",300,407,{"name":92,"@type":93},"Kurz","Person",{"url":74,"name":95,"@type":96},"DocShare","Organization","application/pdf","2026-10-28","2026-09-25",true,{"@type":102,"interactionType":103,"userInteractionCount":44},"InteractionCounter",{"@type":104},"ViewAction",{"@type":106,"mainEntity":107},"FAQPage",[108,114,118],{"name":109,"@type":110,"acceptedAnswer":111},"What proof must an applicant provide under rule 50.33 to register as an investment adviser representative?","Question",{"text":112,"@type":113},"The applicant must provide proof of a passing Series 65 exam score, or passing Series 7 and Series 66 exam scores, along with a conditional reference to FINRA’s Securities Industry Essentials Exam for applications received on or after October 1, 2018.","Answer",{"name":115,"@type":110,"acceptedAnswer":116},"When can FINRA’s waiver be accepted instead of the Series 7 examination requirement?",{"text":117,"@type":113},"If the applicant receives a FINRA waiver of the Series 7 examination otherwise required by the rule, the FINRA waiver is accepted in lieu of the examination requirement.",{"name":119,"@type":110,"acceptedAnswer":120},"Which individuals are exempt from the examination requirements of subrule 50.33(1)?",{"text":121,"@type":113},"Exempt individuals include those already registered in the United States in specified time periods, those not registered for a two-year period (who must comply), and those who hold recognized professional designations listed in the rule.","https://schema.org",{"og:url":83,"og:type":124,"og:title":65,"og:site_name":95,"og:description":67},"article",{"robots":126,"canonical":83},"index,follow",{"doc_id":128,"site_id":62},390094,1790625282,{"code":4,"msg":5,"data":131},{"doc_id":128,"user_id":132,"nickname":92,"user_avatar":133,"doc_module":4,"category_id":19,"category_name":20,"doc_title":65,"doc_description":67,"doc_content":134,"file_id":135,"file_url":136,"file_type":137,"file_size":138,"view_count":44,"is_deleted":4,"is_public":8,"is_downloadable":8,"audit_status":8,"page_count":8,"language":139,"language_code":63,"site_id":62,"html_lang":63,"table_of_contents":140,"faqs":141,"seo_title":142,"seo_description":67,"update_tm":143,"read_time":81,"preview_page_count":4},2336478945635,"https://ap-avatar.wpscdn.com/davatar_6f874abed73319feea01a86fa6f0fab8","IAC Ch 50, p.1  \n191—50.33(502) Examination requirements.  \n50.33(1) Except as exempted by subrule 50.33(2), a person applying to be registered as an investment adviser representative shall provide the administrator with proof that the person has obtained either:  \na. A passing score on the Series 65 examination.  \nb. Passing scores on both the Series 7 examination and the Series 66 examination and, if the application is received by the administrator on or after October 1, 2018, FINRA’s Securities Industry Essentials Exam. In the event that an applicant for registration as an investment adviser representative has received a waiver by FINRA of the Series 7 examination otherwise required by this paragraph, the FINRA waiver will be accepted in lieu of the examination requirement.  \n50.33(2) Unless otherwise ordered by the administrator in connection with a violation of the Act, the following individuals shall be exempt from the examination requirements of subrule 50.33(1):  \na. Any individual who is registered as an investment adviser or investment adviser representative in any jurisdiction in the United States on or before January 19, 2000.  \nb. Any individual who is registered as an investment adviser or investment adviser representative in any jurisdiction in the United States after November 1, 2001, provided that the jurisdiction in which the investment adviser or investment adviser representative is registered requires the passage of the examinations in subrule 50.33(1) .  \nc. Any individual who has not been registered as an investment adviser or investment adviser representative in any jurisdiction for a period of two years shall be required to comply with the examination requirements of this rule.  \nd. Any individual who currently holds one of the following professional designations:  \n(1) Certified Financial Planner or CFP designation awarded by the Certified Financial Planner Board of Standards, Inc.;  \n(2) Chartered Financial Consultant (ChFC) designation awarded by The American College, Bryn Mawr, Pennsylvania;  \n(3) Personal Financial Specialist (PFS) designation administered by the American Institute of Certified Public Accountants;  \n(4) Chartered Financial Analyst (CFA) designation granted by the Association for Investment Management and Research;  \n(5) Chartered Investment Counselor (CIC) designation granted by the Investment Counsel Association of America; or  \n(6) Any other professional designation recognized by order of the administrator.  \nThis rule is intended to implement Iowa Code section 502.412(5) .[ARC 9169B, IAB 10/20/10, effective 11/24/10; ARC 3741C, IAB 4/11/18, effective 5/16/18]","cbCaipn8GqNZ9X5f","https://ap.wps.com/l/cbCaipn8GqNZ9X5f","pdf",90983,"English","# 191—50.33(502) Examination requirements\n## Eligibility proof for applicants\n## Exemptions from examination requirements\n## Recognized professional designations","[{\"question\":\"What proof must an applicant provide under rule 50.33 to register as an investment adviser representative?\",\"answer\":\"The applicant must provide proof of a passing Series 65 exam score, or passing Series 7 and Series 66 exam scores, along with a conditional reference to FINRA’s Securities Industry Essentials Exam for applications received on or after October 1, 2018.\"},{\"question\":\"When can FINRA’s waiver be accepted instead of the Series 7 examination requirement?\",\"answer\":\"If the applicant receives a FINRA waiver of the Series 7 examination otherwise required by the rule, the FINRA waiver is accepted in lieu of the examination requirement.\"},{\"question\":\"Which individuals are exempt from the examination requirements of subrule 50.33(1)?\",\"answer\":\"Exempt individuals include those already registered in the United States in specified time periods, those not registered for a two-year period (who must comply), and those who hold recognized professional designations listed in the rule.\"}]","191—50.33(502) Examination requirements | PDF",1790329782]